Former Advisor Dean Nowak Under Investigation Following Newbridge Securities Exit

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Financial Advisor Lost My Money

Haselkorn & Thibaut, a national securities arbitration law firm committed to protecting investor rights, has initiated an in-depth investigation into Dean Robert Nowak, a financial advisor formerly registered with several broker-dealer firms, including Newbridge Securities, Taylor Capital Management, and Questar Capital. Investors who have worked with Mr. Nowak or have concerns about their investments are strongly encouraged to consider their options and gain independent advice. If you might have suffered losses or have questions, now is the time to speak with an experienced legal team.

Call Haselkorn & Thibaut today at 1-888-885-7162 for a free, confidential consultation. No recovery, no fee.

Dean Robert Nowak – Overview

Name Dean Robert Nowak
Location Winter Park, FL
Current Registration Not currently registered with FINRA
Previous Firms
  • Newbridge Securities (former)
  • Taylor Capital Management (former)
  • Questar Capital (former)
DBA Infinity Financial Network

Background and Career History

Dean Robert Nowak, previously a licensed stockbroker and financial advisor, has worked across several firms over his career. Most notably, his tenure included roles at Newbridge Securities, Taylor Capital Management, and Questar Capital. As of July 2025, Mr. Nowak is not registered as a broker with the Financial Industry Regulatory Authority (FINRA), but operates under the business name Infinity Financial Network in Winter Park, FL.

For those considering working with, or who have previously invested with, Dean Nowak, it’s crucial to recognize the significance of FINRA registration: it is a cornerstone of professional standards for brokers and advisors in the U.S.

Complaints, Lawsuits, and Regulatory Inquiries

Haselkorn & Thibaut’s investigation has reviewed publicly available regulatory and online records regarding Dean Nowak. As of the latest update:

  • Mr. Nowak is not currently registered with FINRA, a regulatory body that oversees U.S. brokerage firms and their representatives.
  • There have been reported investigations into Mr. Nowak’s professional conduct, specifically relating to his time at Newbridge Securities and previous broker-dealer affiliations.
  • Regulatory records show that investors have raised concerns regarding investment recommendations and portfolio management practices during Mr. Nowak’s tenure at his previous broker-dealers.

For the most up-to-date records on Mr. Nowak’s regulatory status and any consumer complaints, you are encouraged to use the free FINRA BrokerCheck tool.

Potential Red Flags for Investors

When reviewing current and former financial advisors, certain red flags can serve as indicators of potential risks. Investors should be mindful of the following:

  • Frequent changes in broker-dealers – Multiple firm affiliations within a relatively short time frame may create questions about an advisor’s track record and reasons for leaving firms.
  • Not registered with FINRA – Registration status is an essential signal of a broker’s ability to conduct securities-related business and upholds a level of professional oversight and accountability.
  • Client complaints or regulatory disclosures – While not all complaints signify wrongdoing, a pattern of investor losses or regulatory actions may be a warning sign to seek independent guidance.

Haselkorn & Thibaut has seen a pattern across the industry of advisors adopting “doing business as” (DBA) entities after leaving major broker-dealers, which can limit the regulatory oversight typically offered by major firms.

What Should Investors Consider?

If you have worked with Dean Nowak (or any financial advisor) and are concerned about your portfolio, consider the following steps:

  1. Review your statements. Look for any unauthorized activity, excessive fees, or unexpected risks.
  2. Request a portfolio analysis. An independent review may identify unsuitable investments, excessive trading, or other concerns.
  3. Contact a law firm with a proven record. Haselkorn & Thibaut has over 50 years of experience and a 98% success rate helping investors recover losses related to broker misconduct, negligence, or unsuitable investment recommendations.

How Haselkorn & Thibaut Can Help You

  • Complimentary, confidential consultations for all investors who have worked with Dean Nowak or have questions about their accounts.
  • Comprehensive case evaluations to review the facts, documentation, and potential strategies for recovery.
  • No recovery, no fee: If we don’t help you recover your losses, you pay us nothing.

Your Next Steps – Protect Your Investments

While many financial advisors conduct themselves with professionalism and integrity, cases like those involving Dean Nowak underscore the importance of careful monitoring and independent checks. If you suspect you’ve suffered investment losses or questionable advice, take action now. Time limits may apply for potential legal claims.

Take advantage of a free and confidential consultation with Haselkorn & Thibaut’s securities attorneys. Call 1-888-885-7162 or visit investmentfraudlawyers.com to learn more about your rights, potential claims, and the recovery process.

Don’t face these challenges alone—reach out to the experienced team at Haselkorn & Thibaut for the professional support you deserve.

Last Updated: July 2025  |  Location: Winter Park, FL

Disclaimer: The information contained in any post on this website is derived from publicly available sources and is not guaranteed as to accuracy and often involves allegations which may or may not be proven at some point in the future. All posts are believed to be accurate as of the time of original posting, but the accuracy and details are subject to and expected to change over time and which may contain opinions of the author at the time posted.
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