Who Is Jose Abel Gamez (Joe Gamez)?
Table of Contents
- Full Name: Jose Abel Gamez (also known as Joe Gamez)
- CRD Number: 4292479
- Most Recent Employer: Raymond James Financial Services, Inc. (April 2017 – July 2025)
- Location: San Antonio, TX
- Registration Status: No longer registered as a broker; formerly held with Raymond James until terminated in June 2025
- Prior Employers: LPL Financial LLC, Capital One Investment Services LLC, Chase Investment Services Corp., USAA Investment Management Company
- Licensing & Exams Passed: Series 7, Series 24, Series 51, Series 63, Series 65, SIE
- Other Affiliations: Security Service FCU (Credit Union Associate), Security Service Investment Group (Financial Advisor)
Key Events and Background
In June 2025, Joe Gamez was terminated by Raymond James Financial Services, Inc. The stated reason for his termination was for allegedly using client funds for personal reasons, a serious allegation in the financial advisory industry. Following his termination, multiple regulatory and legal reviews were initiated, including the current investigation by Haselkorn & Thibaut.
Complaints, Disputes & Allegations Against Joe Gamez
A recent customer dispute, reported in August 2025, is particularly significant:
| Allegation Date | Alleged Conduct | Broker-Dealer | Amount Claimed | Status |
|---|---|---|---|---|
| August 2025 | Misappropriation of client funds for personal use; seeking reimbursement of principal and lost market opportunity. | Raymond James Financial Services | $1,863,371 | Pending |
According to public records and regulatory disclosures, Joe Gamez is facing a customer dispute seeking damages of $1,863,371. The core of the allegation is that client assets were used improperly, raising questions about compliance with key FINRA regulations.
Summary of Alleged Misconduct
- Misappropriation of Client Funds: Alleged use of customer money for personal reasons, potentially violating FINRA Rule 2150 concerning improper use of customer assets.
- Fraud/Conversion Allegations: Such misuse of funds could also represent violation of FINRA Rule 2020 regarding fraudulent or deceptive practices.
- Broker Discharge: Joe Gamez was terminated by Raymond James as a result of the alleged misconduct.
- Eligibility for FINRA Arbitration: Customers may pursue claims for damages through FINRA arbitration based on these allegations.
What Does This Mean If You Worked With Joe Gamez?
If you had an account or investments handled by Joe Gamez at Raymond James, or at any of his prior broker-dealer affiliations, these allegations raise potential red flags. Clients are strongly encouraged to review their account statements, transaction histories, and correspondence. If you suspect that there were unauthorized withdrawals, unexplained account activity, or you simply have questions—even if you have not suffered losses—it could be in your best interest to seek guidance.
Red Flags When Working With a Financial Advisor
- Unexplained Account Activity: Transactions or withdrawals you were not informed about, or investments you did not approve.
- Lack of Communication: Difficulty reaching your advisor or getting full answers to your questions.
- Promised “No Risk” Investments: Any financial professional assuring “guaranteed” returns should invite scrutiny.
- Missing Documentation: If you do not receive regular, detailed account statements or if there are inconsistencies.
- Pressure to Move Funds: Urgency or insistence on transferring or withdrawing large sums.
Steps to Take If You Worked With Joe Gamez
- Gather Account Records: Include statements, prospectuses, correspondence, notes and timelines of interactions.
- Monitor Your Investment Activity: Look for anything unusual or unexplained going back several years.
- Get a Professional Review: Even if you are unsure of losses, an experienced investment fraud attorney can provide valuable clarity on your situation and options.
- Contact Haselkorn & Thibaut: Call 1-888-994-8066 for a free, confidential consultation about your case and possible recovery through FINRA arbitration.
Why Consult Haselkorn & Thibaut?
- National Reach: Represent clients throughout the United States.
- Experience: Over 50 years of experience in securities law and investor advocacy.
- Proven Results: 98% success rate and millions recovered on behalf of investors.
- Contingency Basis: No recovery, no fee—you pay us nothing unless and until we recover for you.
- Personal Attention: Every case is unique. Our attorneys take the time to understand your situation and provide full transparency on the process.
What Is FINRA Arbitration?
FINRA arbitration is often the fastest, most effective way for investors to recover funds lost due to advisor misconduct. Most brokerage firms—including Raymond James—require clients to bring disputes to FINRA arbitration instead of the courts. If you have experienced losses, this process allows you to pursue damages efficiently and, typically, without lengthy trials.
Ready for a Free Review? Contact Haselkorn & Thibaut
If your accounts were handled by Jose Abel Gamez (Joe Gamez), formerly of Raymond James Financial Services, Inc., in San Antonio, TX, and you have concerns about possible losses or irregularities, don’t wait for more information to come out—take control of your financial future now.
Contact Haselkorn & Thibaut at 1-888-994-8066 today for a free, no-obligation consultation. Our mission is to help wronged investors recover what they are owed. Remember: No recovery, no fee.
