Haselkorn & Thibaut, a leading national securities fraud law firm, has launched an investigation into financial advisor Robert A. Moore Jr. (CRD 2051333) due to recent and historical investor complaints. If you invested with Mr. Moore or through his affiliated broker-dealers, understanding the facts and your options is crucial. Our aim is to provide investors with a clear, concise report so you can assess your investment experience and know if you may have grounds for a case.
- Name: Robert A. Moore Jr. (Robert Allen Moore Jr.)
- CRD Number: 2051333
- Current Broker-Dealer: J. Alden Associates, Inc. (Wayne, PA) — FINRA member firm
- Registered Investment Advisor: Pine Valley Investments (Marlton, NJ)
- Prior Broker-Dealer: Purshe Kaplan Sterling Investments (10/2016–06/2022)
- Other Past Roles: Morgan Stanley and various affiliates (2002–2016), Professional Edge Fund L.P. (2000–2001)
- Licenses: Series 7, SIE, Series 31, Series 99, Series 66
Who is Robert A. Moore Jr.?
Robert A. Moore Jr. is currently registered as a stockbroker with J. Alden Associates, Inc., a FINRA-registered broker-dealer, and acts as a Senior Investment Advisor with Pine Valley Investments in Marlton, New Jersey. With over two decades in the financial industry, his experience spans major firms including Purshe Kaplan Sterling Investments and several divisions of Morgan Stanley.
Current Status & Licenses
He holds multiple registrations and licenses, including Series 7 and 66, and is licensed in several states. Such credentials are a minimum industry requirement for advising on and selling securities to the public.
Summarized Complaint & Dispute History
| Date | Allegation | Status | Amount (If Disclosed) |
|---|---|---|---|
| August 2025 |
Purshe Kaplan Sterling (Client Arbitration) Alleged breach of fiduciary duty, negligence, and misrepresentation connected to Moore’s recommendation to invest in Spring Hills Holdings. |
Pending FINRA Arbitration (Case No. 25-01742) | $900,000 (damages sought) |
| September 2011 | Allegation that Moore recommended an unsuitable U.S. government/agency bond. | Settled | $1,500 (settlement) |
Key Allegations Against Robert A. Moore Jr.
- Unsuitable Investment Recommendations
- Breach of Fiduciary Duty / Best-Interest Obligations
- Misrepresentation and Omission of Material Facts
- Negligence in Portfolio Management
The most recent and serious claim—filed in August 2025—alleges misrepresentation and unsuitable recommendations resulting in significant investor losses. Earlier, in 2011, a settled complaint also raised concerns over investment suitability.
What Do These Complaints Mean?
Financial professionals are required to act in your best interests, disclose all material facts, and recommend only appropriate investments based on your objectives and risk tolerance. Recurring allegations like unsuitable investments and misrepresentation can serve as red flags that warrant closer scrutiny, especially if you suffered unexpected losses or felt information was withheld.
How to Find Out If You Have a Case
The best place for official broker history and active disclosures is FINRA BrokerCheck. For investors who see concerning activity or losses, you should also:
- Contact Haselkorn & Thibaut for your free, 100% confidential case review (1-888-885-7162)
- Gather your brokerage statements, emails, and notes from meetings with Robert A. Moore Jr.
- Note any investments you did not understand or that lost value unexpectedly.
- Be aware: Most recovery options have strict time limits — don’t delay seeking help if you suspect wrongdoing.
Why Choose Haselkorn & Thibaut?
- 98% success rate for resolved cases — results matter.
- Nationwide practice with over 50 years of combined experience.
- No recovery, no fee: You pay nothing unless we win your case.
- Personalized, confidential approach to each investor’s story and circumstances.
Action Steps for Investors Who Worked With Robert A. Moore Jr.
- Assess any unexplained account losses, especially involving alternative assets like real estate or other non-traditional investments.
- Confirm with BrokerCheck for up-to-date regulatory disclosures under CRD 2051333.
- Call Haselkorn & Thibaut at 1-888-885-7162 for expert legal guidance at no obligation. We offer seasoned advice and pursue every avenue for recovery, including FINRA arbitration when appropriate.
- Stay alert for regulator communications or potential new case developments in 2025 and beyond.
Free consultation. No recovery, no fee. Call 1-888-885-7162 now.
Protect Your Future
Even one well-documented complaint can indicate issues in a broker’s conduct. When losses happen because a trusted advisor violated their duties, you have rights. With a pending high-dollar arbitration and previous settled claims, reviewing your investment experience is always the prudent choice.
Stay proactive—Haselkorn & Thibaut is here to support Marlton, NJ investors and nationwide clients seeking to recover their funds and hold financial advisors accountable.
