Haselkorn & Thibaut, a national securities fraud law firm, has opened an investigation into Antonio Molinos, Jr. (CRD 2764977), a broker affiliated with Spartan Capital Securities, LLC in Ronkonkoma, NY, and New York, NY. If you or a loved one invested with Mr. Molinos and have experienced losses or questionable account activity, this comprehensive report is designed to provide you with the essential details you need, outline all known red flags and complaints, and describe your options for possible recovery.
Who is Antonio Molinos, Jr.? Background and Credentials
Table of Contents
Antonio Molinos, Jr. is a registered securities broker, holding active registrations such as the Series 7, SIE, Series 6, and Series 63. He is currently associated with Spartan Capital Securities, LLC, registered there since December 2024. His primary office is in Ronkonkoma, NY, with the firm’s main location at 45 Broadway, 19th Floor, New York, NY 10006.
Antonio Molinos has a long career in the securities industry, having worked with numerous broker-dealers since 1998:
- Spartan Capital Securities, LLC (2018–2022, 2024–Present)
- K.C. Ward Financial, 2017
- PHX Financial, Inc., 2015–2016
- Joseph Stone Capital L.L.C., 2015
- Joseph Gunnar & Co. LLC, 2014–2015; 2001
- National Securities Corporation, 2007–2014
- Brookstreet Securities Corporation, 2007
- Great Eastern Securities, Inc., 2006–2007
- Westrock Advisors, Inc., 2005–2006
- J.P. Turner & Company, L.L.C., 2005
- American Capital Partners, LLC, 2002–2004
- Milestone Financial Services, Inc., 2001–2002
- Global Capital Securities Corporation, 1999–2001
- Pruco Securities Corporation, 1998–1999
He has also reported a side business interest as a carpenter with Wickman Construction in Selden, NY (non-investment related, approx. 60 hours/month).
Recent Regulatory Actions & Sanctions
Key Red Flag: Regulatory Sanction by FINRA
In August 2025, the Financial Industry Regulatory Authority (FINRA) concluded an investigation into Mr. Molinos’s conduct at Spartan Capital Securities, LLC. He was found to have “willfully violated Regulation Best Interest (Rule 15l-1(a)(1))” by engaging in excessive and unsuitable trading for a retired client, a practice commonly known as churning.
- Nature of Offense: Executed numerous excessive trades generating $91,617 in commissions and causing the client $87,917 in realized losses.
- Sanctions: Suspended from acting as a broker for three months (9/15/2025–12/14/2025).
- No monetary penalty imposed, reportedly due to financial circumstances.
- Case/Docket No.: 2018056490333
- BrokerCheck Profile: Antonio Molinos, Jr. – FINRA CRD 2764977
These findings indicate serious concerns about Mr. Molinos’s adherence to best practices and regulatory standards for client care.
Complete List of Complaints & Allegations
According to FINRA records and public investigations, the following allegations and complaints have been brought against Antonio Molinos, Jr.:
| Nature of Complaint | Details | Firm/Time Frame |
|---|---|---|
| Excessive Trading / Churning | Recommended and executed a high volume of trades that primarily generated fees, not based on client’s best interest. | Spartan Capital Securities, 2018–2022 |
| Unsuitable Recommendations | Advised investments not suitable for the client’s risk tolerance, investment goals, or financial situation. | Spartan Capital Securities, 2018–2022 |
| Failure to Act in Customer’s Best Interest (Reg BI) | Violated SEC Regulation Best Interest by prioritizing firm’s or broker’s interest over the retired customer’s needs. | Spartan Capital Securities, 2018–2022 |
| De Facto Control Over Customer’s Account | Exercised substantial control over transactions, diminishing customer’s autonomy. | Spartan Capital Securities, 2018–2022 |
What Does This Mean for Investors?
Why Are These Red Flags Important? Excessive and unsuitable trading can result in significant and unnecessary financial losses for customers, especially those who are retired or near retirement and seeking to preserve capital. Regulatory findings of willful violations and a pattern of switching firms may indicate heightened risks to investors. It is important for clients to understand their rights and potential options for recovery if they have been affected by unsuitable investment recommendations.
Have you or someone you know noticed unexplained losses, high trading volumes, or frequent commissions in an account managed by Antonio Molinos, Jr.? Have you received recommendations that felt inconsistent with your stated goals or risk tolerance?
How Haselkorn & Thibaut Can Help
Haselkorn & Thibaut (investmentfraudlawyers.com) is a national law firm with over 50 years of combined legal and securities industry experience, a 98% success rate, and millions recovered for clients. The firm takes cases nationwide.
- No Recovery, No Fee: Clients pay nothing unless money is recovered.
- Free, Confidential Consultation: Speak with an attorney experienced in securities arbitration and investment loss recovery.
- Focus on Investor Recovery: The firm handles all arbitration and claims before FINRA, targeting both brokers and the firms that supervise them.
If you are concerned about your investments, experienced unexplained losses, or have specific concerns about the management of your account with Antonio Molinos, Jr. at Spartan Capital Securities, contact Haselkorn & Thibaut today for a free case evaluation. There is no obligation, and consultations are confidential.
Next Steps: Protect Your Financial Future
Oversight and accountability are crucial in the investment world. Regulatory sanctions, customer complaints, and a history of firm changes should never be ignored. Reviewing your accounts and understanding each transaction is essential to safeguarding your financial well-being.
- Review your account statements for unauthorized or excessive trades
- Question any investment that does not align with your financial goals
- Contact Haselkorn & Thibaut at 1-888-994-8066 for a free, no-obligation consultation
If you are an investor in Ronkonkoma, NY or anywhere in the United States who worked with Antonio Molinos, Jr. at Spartan Capital Securities, LLC, you have the right to seek answers and potential compensation for negligent or unsuitable investment advice. Let the attorneys at Haselkorn & Thibaut guide you in exploring your options.
Your financial future is worth protecting. Call Haselkorn & Thibaut at 1-888-994-8066 today to take the first step toward recovery.
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