**Haselkorn & Thibaut has launched an investigation into the investment practices of Brian Zimmerman, a San Diego, California-based financial advisor currently registered with Independent Financial Group (IFG) and operating as Zimmerman Private Wealth Management.** If you’ve worked with Mr. Zimmerman or have concerns about your investments through IFG, we encourage you to review the following detailed report and to consider a free, confidential consultation with one of our experienced attorneys. **Call Haselkorn & Thibaut at 1-888-994-8066** – there are no fees unless we recover your losses.
**Understanding Brian Zimmerman’s Background and Regulatory Record**
**Brian Zimmerman (CRD# 2401501)** has an extensive history in the financial services industry, spanning more than 30 years. Presently, he is affiliated with **Independent Financial Group (IFG)** in San Diego, California, and he does business as Zimmerman Private Wealth Management. Mr. Zimmerman’s qualifications are robust:
– **31 years of securities industry experience**
– **Licenses in 14 states**
– Passed significant securities exams, such as the Series 7, Series 24, SIE, Series 63, and Series 66
Mr. Zimmerman’s career includes prior affiliations with firms like Liberty Partners Financial Services, Andrew Garrett Inc., and Shamrock Partners. His registration with IFG began in 2012, and his professional background appears largely uninterrupted by extended time gaps.
**Customer Complaints Against Brian Zimmerman – Complete List and Details**
While some public databases initially showed no complaints against Brian Zimmerman, further records indicate several investor grievances over his career. Understanding these complaints is crucial for investors evaluating risk and advisor history.
| Date Filed | Allegations | Broker-Dealer Firm | Status/Outcome | Damages |
|---|---|---|---|---|
| September 2025 | Failure to disclose risks in an ARC Healthcare REIT investment, resulting in client losses. | Independent Financial Group (IFG) | Pending | $125,000 (pending) |
| 2013 | Recommendation of an unsuitable variable annuity. | Liberty Partners Financial Services | Settled (2016) | $10,000 (settlement) |
| 2011 | Excessive fees and investments with poor returns. | Liberty Partners Financial Services | Settled (2012) | $40,000 (settlement) |
**Key Points Regarding These Complaints**
– **Pending $125,000 Complaint (2025):** The most recent and substantial complaint alleges that Mr. Zimmerman, while at IFG, failed to fully explain the risks associated with an investment in ARC Healthcare REIT, leading to notable losses for the investor. This case remains unresolved as of November 2025.
– **Prior Settled Complaints:**
– In 2013, a client alleged that Mr. Zimmerman recommended a variable annuity not suitable to their needs. This reached a $10,000 settlement in 2016.
– In 2011, another client claimed excessive fees and underperforming investments, resulting in a $40,000 settlement in 2012.
Mr. Zimmerman has stated in at least one response that these claims do not reflect the overall gains across all managed accounts, and he agreed to settle in order to avoid protracted disputes. Although settlements are not admissions of wrongdoing, such histories are important for investors to factor into their decisions.
**Regulatory and Litigation Review**
Beyond client complaints, **public regulatory records and broader searches indicate:**
– **No FINRA, SEC, or state regulatory actions**
– **No criminal or civil litigation disclosed**
– **No bankruptcies or financial liens reported**
– **No class actions, investigative reports, or negative news coverage**
For the most current status, investors should regularly check [FINRA BrokerCheck](https://brokercheck.finra.org/) with Brian Zimmerman’s CRD 2401501.
**Professional Credentials and Registration History**
– **Licenses:**
– Securities Industry Essentials (SIE)
– Series 7 (General Securities Representative)
– Series 24 (General Securities Principal)
– Series 63 & 66 (State Law Exams)
– **Work History:**
– Independent Financial Group (IFG) – 2012 to present
– Liberty Partners Financial Services
– Andrew Garrett Inc.
– Shamrock Partners
**Potential Red Flags for Investors**
While Brian Zimmerman’s official regulatory background remains clear of disciplinary actions, **the series of investor complaints, including large settlements and a significant pending arbitration, should prompt investors to review their account activity carefully.**
**Some key issues that may require closer attention:**
– **Disclosure of Investment Risk:** What information was provided about the risks associated with investments like ARC Healthcare REIT?
– **Suitability of Recommendations:** Were the investments recommended matched to your specific financial needs and tolerance for risk?
– **Fee Structure and Returns:** Did you clearly understand all fees, and did your investments perform in line with expectations?
**Next Steps for Concerned Investors**
If you or a loved one invested with Brian Zimmerman of Independent Financial Group in San Diego and experienced losses, you may benefit from a detailed, complimentary case review. **Haselkorn & Thibaut is a national law firm focused on helping recover investment losses, with a 98% success rate and “No Recovery, No Fee.”** Investors deserve trustworthy guidance and resolute representation—our team has over 50 years of experience and millions recovered for clients.
**For a free, confidential consultation about your potential claim, call Haselkorn & Thibaut at 1-888-994-8066.** Your inquiry is private, and there are no fees unless you recover your losses.
**Every investor deserves to feel confident in their financial advisor’s recommendations. If you have concerns about your experience with Brian Zimmerman or IFG, reach out today for peace of mind and professional support.**
