Haselkorn & Thibaut Opens Investigation into Todd Alan Juenger, Former LPL Financial Advisor in Vancouver, WA – Investor Information, Red Flags, and Complaint Review
If you worked with Todd Alan Juenger (CRD 2528095), a former registered representative associated most recently with LPL Financial LLC in Vancouver, Washington, it’s crucial to stay informed. Haselkorn & Thibaut, a national law firm with a 98% success rate and over 50 years' combined experience recovering millions for investors, has launched an independent investigation into Mr. Juenger’s activities and the potential for investor claims.
Our dedicated securities attorneys are committed to helping investors understand recent regulatory events, their rights, and pathways to recovering possible investment losses. If you believe your accounts may have been impacted, it costs nothing to consult with us – call 1-888-885-7162 for a confidential, free case review.
Who is Todd Alan Juenger? Overview for Investors
Table of Contents
| Name | Todd Alan Juenger |
| CRD Number | 2528095 |
| Most Recent Firm | LPL Financial LLC (Vancouver, WA – 05/2025 to 10/2025 and 04/2022 to 01/2023) |
| Other Broker-Dealers |
CUSO Financial Services, L.P. (2023–2025) Conover Securities Corporation (2017–2022) Cetera Advisors LLC (2012–2017) Pacific West Securities, Inc. (2008–2012) Riversource Distributors, Inc. (2006–2008) Ameriprise Financial Services & IDS Life (2003–2006) Hartford Equity Sales (2001–2003) Princor Financial Services Corp. (1997–2000) EQ Financial Consultants / Equitable Life Assurance Society (1994–1997) |
| Licensing | SIE, Series 7, Series 6, Series 65, Series 63 (no longer registered with FINRA anywhere as of October 2025) |
| Other Affiliations | Columbia Invest and Insure |
Recent Developments and Red Flags for Investors
Haselkorn & Thibaut is closely tracking the most recent events involving Mr. Juenger’s employment at LPL Financial. In October 2025, he was discharged from LPL Financial after allegations surfaced that he had taken a loan from a customer without obtaining the required prior firm approval—a direct violation of industry standards and FINRA Rule 3240.
- Allegation: Loan from a client without firm approval.
- Resolution: The matter resulted in a $42,275 monetary settlement to the affected customer in 2025.
- Outcome: Termination from LPL Financial on October 7, 2025, for failing to disclose and receive approval for the loan.
This action does not automatically mean additional misconduct occurred, but it does represent a significant red flag, especially for any investor who may have loaned funds or felt pressured to do so during Mr. Juenger’s tenure.
Understanding FINRA Rule 3240 – Borrowing from Customers
FINRA Rule 3240 exists to protect investors from conflicts of interest and the potential for abuse when a registered representative seeks to borrow from, or lend money to, a client. Most firms strictly prohibit such transactions unless they receive explicit prior approval. If you provided a personal loan to Todd Juenger, it is essential to understand your rights and know that you may have a path to recovery through FINRA arbitration.
Investors should always be cautious if asked to provide loans or engage in private financial transactions with their financial advisor, particularly if the firm is not notified in writing.
Summary of Complaints and Regulatory History
| Complaint/Disclosure | Details |
| 2025 Customer Dispute (LPL Financial) | Alleged Todd Juenger took a loan from a customer without prior firm approval; fully settled for $42,275 in favor of the customer |
| Employment Termination (LPL Financial) | Discharged for violation related to loan from a customer; failure to obtain firm approval |
No other customer complaints, arbitrations, SEC enforcement actions, or state regulatory actions were found against Todd Juenger as of the last check in June 2024. This means aside from the above 2025 incident, his record had been clean of regulatory or civil litigation events, according to public data. For the absolute latest status, review Todd Juenger’s current FINRA BrokerCheck profile.
What Should Investors Do If They’ve Suffered Losses?
If you are an investor who:
- Provided a loan to Todd Juenger that has not been repaid;
- Believes you were not fully informed about the risks of such transactions;
- Suffered losses in an account managed by Mr. Juenger;
- Has concerns about your past investment recommendations;
You have options. Haselkorn & Thibaut is actively investigating claims and helping investors pursue recovery through FINRA arbitration and other available means.
Why Choose Haselkorn & Thibaut?
- National reach – Serving investors in Vancouver, Washington, and nationwide
- Over 50 years combined experience
- 98% success rate
- Contingency representation – No recovery, no fee
- Personalized attention to investors of all backgrounds
If your accounts were managed by Todd Alan Juenger, former LPL Financial advisor, or if you are uncertain about any transactions or communications, the time to act is now. Your consultation is free and confidential.
Contact Haselkorn & Thibaut Today
Your recovery starts with a conversation. Our attorneys are here to answer your questions, investigate your claim, and explain your options – there is no obligation. Call 1-888-885-7162 now, or visit investmentfraudlawyers.com to learn more.
Stay informed. Protect your interests. Let our experience work for you. If you have concerns related to Todd Alan Juenger, LPL Financial LLC, or any of his prior affiliations in Vancouver, WA or beyond, connect with Haselkorn & Thibaut – your nationwide investment loss law firm.
