Are you an investor concerned about your recent experience with Christopher Lyle Halstedt at UBS Financial Services Inc. in Dallas, Texas? Haselkorn & Thibaut, a national law firm experienced in investment fraud and securities law, is currently investigating claims related to Mr. Halstedt’s activities as a broker and financial advisor. If you believe you may have experienced losses or questionable account handling, you may be eligible for a free, confidential consultation by calling 1-888-994-8066.
Who is Christopher Lyle Halstedt?
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Christopher Lyle Halstedt (CRD #5372532) is a registered broker and investment adviser representative currently employed by UBS Financial Services Inc., operating primarily out of Dallas, TX (100 Crescent Court, Suite 400). His registration with UBS began in August 2024, following experience at firms including Goldman Sachs & Co. LLC.
| Advisor Name | Christopher Lyle Halstedt |
| CRD Number | 5372532 |
| Broker-Dealer | UBS Financial Services Inc. |
| Office Location | Dallas, TX |
| State Licenses | 33 states/territories |
| SRO Registrations | 10 SROs |
| Currently Registered Since | Aug 2024 (UBS) |
| Prior Employers | Goldman Sachs & Co. LLC (Dallas, TX), Goldman, Sachs & Co. (New York, NY) |
Summary of Disclosures and Complaints
It’s important for investors to know every detail about who manages their investments. According to public records (as of June 2024), Christopher Lyle Halstedt has a relatively clean history with regulatory agencies, but there are important items investors should be aware of.
- ONE Customer Complaint Settled: Mr. Halstedt was involved in a customer dispute concerning a managed/wrap account at UBS Financial Services. The client alleged that their instruction NOT to liquidate equity positions was not followed. This incident occurred between September 6, 2024, and February 19, 2025, and resulted in a settlement of $44,000 in February 2025. The specific issue: Failure to follow client instructions.
- FINRA BrokerCheck Records: As of the latest update, there are no customer arbitrations, civil litigations, regulatory actions, suspensions, revocations, or fines against Christopher Lyle Halstedt. He does not have any history of bankruptcies, liens, judgments, or criminal disclosures.
- SEC and Court Records: No regulatory actions, enforcement proceedings, or federal/state court cases have been reported under his name.
- News & Media: There is no reported press coverage regarding lawsuits or regulatory investigations involving Mr. Halstedt.
For more details, investors can review the official records through FINRA BrokerCheck.
Potential Red Flags – What Investors Should Watch For
While the number of complaints against Mr. Halstedt is currently low, it is always wise to remain vigilant when working with any financial advisor. The settled complaint for failure to follow client instructions is crucial for current and future clients to consider, as this speaks to the importance of client-advisor communication and trust.
Red Flags for Investors:
- Advisor not following specific client directives
- Lack of transparency or responsiveness about portfolio actions
- Unexplained changes or losses in managed accounts
If any of these situations sound familiar or you have another issue with your account managed by Mr. Halstedt, you should consider contacting a securities attorney to review the matter.
How Haselkorn & Thibaut Can Help
Haselkorn & Thibaut has a deep background representing investors nationwide who have experienced losses due to potential negligence, failure to follow instructions, or other misconduct by financial professionals. Here’s what you can expect:
- Free, confidential case evaluation – no obligation.
- No recovery, no fee approach – you only pay if you get your money back.
- Guidance through FINRA arbitration or other claim procedures to help recover losses.
- Empathetic, professional advice backed by a 98% success rate and over 50 years of experience.
Complaints Against Christopher Lyle Halstedt (UBS Financial Services Inc.)
Complete List of Complaints:
- Client Dispute (September 2024 to February 2025):
- Allegation: Advisor did not honor client instructions to refrain from liquidating certain equity holdings within a managed/wrap account at UBS Financial Services.
- Status: Claim settled for $44,000 in February 2025.
Currently, this is the only public complaint or settlement on record for Mr. Halstedt.
Next Steps – Free Consultation with Haselkorn & Thibaut
If you believe your account with Christopher Lyle Halstedt at UBS Financial Services Inc. has been mishandled or you have suffered unexplained losses, it’s important to take action quickly.
Call Haselkorn & Thibaut at 1-888-994-8066 for a free, private review of your situation.
There is no cost to call and discuss your case. All conversations are confidential. No recovery, no fee – meaning you never pay upfront for legal services. This is your opportunity to work with an experienced team that has recovered millions for investors nationwide.
Don’t wait to understand your rights and options. The consultation is quick, easy, and could provide the clarity and direction you need during this stressful time.
Contact Haselkorn & Thibaut today at 1-888-994-8066.
