Haselkorn & Thibaut Investigating Candace Johnson at J.P. Morgan Securities LLC

Haselkorn & Thibaut has launched an independent investigation into the activities of Candace Johnson (CRD# 6013848), a J.P. Morgan Securities LLC broker and investment advisor based in Las Vegas, Nevada.
Our team is committed to helping investors review their options in light of recent developments. If you have concerns about your investments with Candace Johnson or wish to discuss your portfolio, call Haselkorn & Thibaut at 1-888-885-7162 for a free consultation.

Candace Johnson is a financial advisor with 12 years of industry experience. She is currently registered as both a broker and investment advisor with J.P. Morgan Securities LLC, a globally recognized brokerage and advisory firm.

Johnson operates primarily from two J.P. Morgan Securities offices in Las Vegas, NV:

  • 7000 N Durango Dr, Las Vegas, NV 89149
  • 411 E Bonneville Ave, Suite 160, Las Vegas, NV 89101

Professional Background and Qualifications

  • Years of Experience: 12
  • CRD Number: 6013848 (View FINRA BrokerCheck)
  • Current Registration: J.P. Morgan Securities LLC (since December 2019)
  • Past Firms: Wells Fargo Advisors, Ameriprise Financial Services Inc
  • Firm Count: 3 total firms
  • Licenses & Exams:
    • Securities Industry Essentials (SIE)
    • General Securities Representative (Series 7)
    • Uniform Combined State Law (Series 66)
  • State Registrations: 20 U.S. states including Nevada, Texas, Utah, California, Florida, and more
  • SRO Registrations: 27, including FINRA, NYSE, Nasdaq, Cboe, and others

Investors: What Recent Activity Should You Know About?

Candace Johnson’s record has one investor complaint, filed in November 2024, concerning alleged misrepresentation involving a variable annuity transaction. According to publicly available records, the customer alleges the misrepresentation stemmed from an investment activity that occurred on November 28, 2022.

Key Details:

Date Complaint Filed 11/18/2024
Product Involved Variable Annuity
Alleged Damages $26,652
Resolution Status Denied; Complaint closed on 12/10/2024
Settlement Paid No. No payment or individual contribution. No admission of wrongdoing.

Important context: While this complaint was denied and closed with no settlement or action taken, disclosures of this type may be one piece of information for investors as they evaluate an advisor’s history. Every complaint is unique, and the mere presence of a complaint does not prove wrongdoing. However, investors should always review their statements, understand investment risks, and ask questions—especially when complex products like variable annuities are involved.

Comprehensive Overview of Disclosures and Employment History

  • Total Disclosures: 1 Customer Dispute (details above)
  • No Regulatory Actions: There are currently no reports of regulatory actions, criminal disclosures, civil judicial actions, bankruptcy filings, or employment terminations for Candace Johnson.
  • Employment Highlights:

    • J.P. Morgan Securities LLC (2019 – Present): Private Client Advisor, Financial Advisor, Las Vegas, NV
    • Wells Fargo Advisors / Wells Fargo Clearing Services (2018 – 2019): Registered Representative, Las Vegas, NV
    • Ameriprise Financial Services Inc (2012 – 2017): Financial Advisor, Minneapolis, MN
  • Other Activities: No unrelated business activities listed

Red Flags & What Investors Should Consider

  • Customer Complaint: Even a single complaint—especially regarding complex products like variable annuities—may warrant an independent portfolio review. These investments are often misunderstood and can carry high fees or surrender charges.
  • Denied Complaints Still Matter: Many denied or closed investor disputes are simply resolved without enforcement action, but sometimes patterns emerge that only specialized review can reveal.
  • Diversified Registrations: Johnson holds licenses across 20 states and registrations with 27 SROs, which demonstrates a broad client base. Clients should ensure their own investment needs are individually assessed and that recommendations are always in their best interests.
  • Proactive Investor Action: Carefully read every disclosure and use available tools to request a second opinion about recent trades, annuity investments, or advice you have received.

Your Next Steps — Free Portfolio Review

Haselkorn & Thibaut is a national securities fraud law firm with more than 50 years of experience, a 98% success rate, and has helped recover millions for clients—all on a “no recovery, no fee” basis. Our lawyers are currently investigating Candace Johnson’s activities at J.P. Morgan Securities LLC in Las Vegas, NV.

  • Have you invested with Candace Johnson and have concerns about the management of your funds?
  • Do you own variable annuities or complex investment products and want a free, confidential review of your account?
  • Are you uncertain about the advice you’ve received and want an experienced law firm’s view?

Act now—reach out to Haselkorn & Thibaut directly at 1-888-885-7162 or visit investmentfraudlawyers.com for your free case review.

Don’t wait until it’s too late. Your financial future deserves a careful and independent review.

Disclaimer: The information contained in any post on this website is derived from publicly available sources and is not guaranteed as to accuracy and often involves allegations which may or may not be proven at some point in the future. All posts are believed to be accurate as of the time of original posting, but the accuracy and details are subject to and expected to change over time and which may contain opinions of the author at the time posted.
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