Haselkorn & Thibaut has opened an investigation into Lindsay Yencho, a financial advisor based in Vero Beach, Florida, registered with Morgan Stanley (CRD# 6571087). Investors who have worked with Lindsay Yencho or are considering her services need clear, unbiased information to help inform their financial decisions. This report provides a detailed overview of her professional history, a summary of any client complaints, and highlights what you should look for when evaluating recommendations made by your advisor.
Overview of Lindsay Yencho – Morgan Stanley, Vero Beach, FL
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Lindsay Yencho has been registered with Morgan Stanley as both a broker and investment advisor since 2016. With nine years of securities industry experience, Ms. Yencho is currently licensed in 30 states, including her practice in Florida. She has passed the Securities Industry Essentials Examination (SIE), Series 66, and Series 7, establishing her competency in the industry. Professional credentials and years in the business are important, but investors should always take the next step and review any complaints or regulatory issues as part of their due diligence.
Haselkorn & Thibaut’s Investigation: Why Now?
Any hint of misrepresentation or unsuitable recommendation in an investor’s account deserves careful attention. Our team at Haselkorn & Thibaut – a national investment fraud law firm with over 50 years of experience, a 98% success rate, and millions recovered for investors – is committed to helping victims protect their financial futures. We provide confidential, complimentary consultations for anyone concerned about their investments with Lindsay Yencho or Morgan Stanley. No recovery, no fee.
Summary Table: Lindsay Yencho’s Professional Record
| Item | Details |
|---|---|
| Name | Lindsay Yencho |
| CRD Number | 6571087 |
| Broker-Dealer | Morgan Stanley |
| Location | Vero Beach, Florida |
| Industry Experience | 9 years |
| Licenses | SIE, Series 66, Series 7 (30 states) |
| Investigation Status | Active (by Haselkorn & Thibaut) |
Complaints and Allegations – Lindsay Yencho, Morgan Stanley
According to FINRA BrokerCheck, Lindsay Yencho currently has one pending investor complaint as disclosed in her regulatory records:
- Date Complaint Filed: September 2025
- Nature of Complaint: Allegation that, as a representative of Morgan Stanley, Ms. Yencho misrepresented and recommended an unsuitable options trading strategy between January 2018 and May 2025.
- Alleged Damages: Unspecified (the complaint is pending resolution)
This is the only complaint reported currently against Ms. Yencho on public records. However, it is important for investors to recognize that even a single suitability or misrepresentation complaint warrants a thoughtful review of their own accounts or investment recommendations they may have received.
Understanding FINRA’s Rules for Advisors
FINRA Rule 2111 (Suitability): Requires that brokers have a “reasonable basis to believe” the investment or strategy is appropriate for the customer’s specific background, financial situation, and goals.
FINRA Rule 2150: Prohibits the use of “manipulative, deceptive, or other fraudulent devices or contrivances.”
FINRA Rule 2010: Obligates advisors to uphold “high standards of commercial honor and just and equitable principles of trade.”
If an advisor does not properly evaluate a client’s profile or if misrepresentations are made, investors may be exposed to products or strategies that do not match their objectives or risk tolerance—potentially putting their assets at risk.
Have Other Regulatory Actions, Lawsuits, or News Been Reported?
- FINRA BrokerCheck: As of the latest available information, only the single client complaint described above appears on Lindsay Yencho’s record.
- SEC Enforcement Database: No enforcement actions have been reported under Lindsay Yencho’s name or CRD number.
- Federal Court Filings (PACER): No federal court cases are currently known to involve Lindsay Yencho as a defendant or respondent.
- State Securities Regulators: No state disciplinary actions or penalties appear in public state records for Ms. Yencho.
- Media and Press Reviews: No lawsuits, disciplinary actions, or consumer warnings have been featured in the press concerning Lindsay Yencho or her work at Morgan Stanley. Regular monitoring recommended, as records do update.
Red Flags for Investors: What to Watch For
- Unsuitable Recommendations: If a broker suggests investments or strategies that seem inconsistent with your goals or risk tolerance, or does not explain the risks clearly, further review is warranted.
- Misrepresentation or Omission: Incomplete disclosure about an investment’s risk or nature may indicate a violation of advisor obligations.
- Lack of Regular Communication: Advisors should provide periodic updates, risk reviews, and invite questions about your portfolio’s performance and suitability.
- High-Risk Options or Complex Products: Products such as options strategies can be unsuitable for many investors—if you’re unsure about why these were recommended, request a thorough explanation and consult a second opinion.
Next Steps: Protecting Your Investments
Even experienced, licensed advisors can be subject to client complaints and regulatory review. If you have questions about an investment, believe you received unsuitable recommendations, or experienced losses as a result of advice from Lindsay Yencho or any advisor, don’t hesitate to seek a second opinion.
Haselkorn & Thibaut offers free, confidential consultations nationwide. Our veteran investment fraud attorneys will carefully review your account, explain your options, and help you pursue recovery if wrongdoing occurred. No recovery, no fee.
Call 1-888-994-8066 for your free consultation today. Your financial future is too important to leave to chance.
