**Haselkorn & Thibaut has opened an investigation into Peyton Ethridge, an Atlanta, Georgia-based financial advisor registered with Patrick Capital Markets.** If you are an investor concerned about your account or have experienced unexplained losses with Mr. Ethridge, understanding the details and any known complaints is crucial. Below you will find a comprehensive overview of Ethridge’s record, the nature of the complaints against him, and how you can protect your interests.
Peyton Ethridge — Background & Experience
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Peyton Ethridge (CRD# 6634147) is a registered broker based in Atlanta, Georgia. He has been associated with **Patrick Capital Markets** since 2016 where he also operates under the business name Corvi Capital. His experience in the securities industry spans nine years, a period in which he has held positions at several firms, including:
- Corvi Capital Advisors (Atlanta, GA, 2018)
- Watchdog Capital (Atlanta, GA, 2016-2018)
**Ethridge is currently licensed in Georgia** and has passed an array of important industry qualification exams:
- Securities Industry Essentials Examination (SIE)
- Uniform Investment Adviser Law Examination (Series 65)
- Uniform Securities Agent State Law Examination (Series 63)
- Direct Participation Programs Representative Examination (Series 22)
- Limited Representative-Private Securities Offerings (Series 82)
- General Securities Principal Examination (Series 24)
The Investor Complaint Against Peyton Ethridge
A thorough check of regulatory filings reveals one significant complaint against Mr. Ethridge. According to FINRA BrokerCheck (see profile), the details are as follows:
| Date Filed | Status | Allegations | Damages | Firm |
|---|---|---|---|---|
| November 2025 | Pending |
– Unsuitable investment recommendations – Breach of contract – Negligence and failure in supervisory duties – Materially false statements – Breach of fiduciary duty |
Unspecified | Patrick Capital Markets |
Key Takeaway: This complaint is currently pending and alleges various concerns relating to suitability, accuracy of information provided, and the advisor’s responsibilities both to his clients and in supervision.
Peyton Ethridge’s Response
Mr. Ethridge has publicly denied any wrongdoing as part of the regulatory disclosure. He has stated that he and the firm:
- Deny the allegations as false and without merit
- Believe the claimants have not suffered damages to date
- Note that no specific investment program or issuer was identified in the complaint
- Intend to defend their actions in arbitration
While every advisor is entitled to defend themselves against allegations, investors should consider the facts and review their own statements or potential losses carefully.
What Should Investors Watch For?
If you are or were a client of **Peyton Ethridge or Patrick Capital Markets**, it is important to be proactively engaged with your investments. Be mindful of the following potential red flags:
- Unclear or High-Risk Recommendations: Were you recommended investment products that seemed high-risk or were not clearly explained to you?
- Inadequate Documentation: Do you lack clear documentation or explanations regarding trades and recommendations on your account?
- Account Losses or Unusual Activity: Have you experienced unusual account losses, increased account activity, or trades you did not clearly authorize?
- Communication Issues: Are your calls, questions, or concerns regularly ignored or inadequately addressed?
**Any of these issues should be addressed with a qualified professional immediately**—especially in light of a pending suitability or negligence complaint against the advisor.
Next Steps and How Haselkorn & Thibaut Can Help
**Haselkorn & Thibaut, a national investment fraud law firm with over 50 years of experience, has opened an investigation into Peyton Ethridge and Patrick Capital Markets.** The firm has a 98% success rate recovering millions for clients. If you have concerns about your investments with Peyton Ethridge, you are not alone—and now is an ideal time to seek clarity and help.
What to do now:
- Review your most recent account statements for any inconsistencies or losses.
- Collect and organize any correspondences or documents from your advisor or Patrick Capital Markets.
- Reach out for a free, confidential consultation to discuss your situation with an experienced attorney who specializes in investment-related losses.
You pay nothing unless there is a recovery. Let an experienced legal team review your potential claims and guide you through your options.
Contact Haselkorn & Thibaut — Your Financial Recovery Team
**If you believe you may have been affected by the issues reported or if you simply want to ensure your accounts are being handled responsibly, take action. Contact Haselkorn & Thibaut, investmentfraudlawyers.com, at 1-888-885-7162 today for your free case review.**
**Your consultation is strictly confidential, with no fee unless there is a recovery.**
Investing is about your future—don’t leave it to chance when unanswered questions or losses arise. Getting a professional, no-obligation review could make all the difference for your financial security.
