About Sean Michael McCann – Littleton, CO | NYLIFE SECURITIES LLC & EAGLE STRATEGIES LLC
Table of Contents
Sean Michael McCann has been a licensed financial professional for over 34 years, building his career primarily with NYLIFE SECURITIES LLC as a broker since 1991, and as an investment advisor with EAGLE STRATEGIES LLC since 2001. This kind of career longevity can indicate stability and trust, but it’s critical to examine a complete background before making important decisions about your financial future.
Here’s what we’ve found:
- Full Name: Sean Michael McCann (aka Sean M McCann)
- Primary Office: Littleton, Colorado
- Broker-Dealer: NYLIFE SECURITIES LLC (Denver, CO)
- Investment Advisor: EAGLE STRATEGIES LLC (Denver, CO)
- Years in Industry: 34 years
- Licensed in: 16 States
- Regulatory Registrations: FINRA, Investment Advisor
Regulatory & Employment History
Mr. McCann’s employment demonstrates dedication, with a record of continuous service at the same broker-dealer, NYLIFE SECURITIES LLC (since 1991), and affiliated investment advisor, EAGLE STRATEGIES LLC (since 2001). His registrations have been consistently active, without any regulatory suspensions or bars found.
| Firm | Role | Period | Location |
|---|---|---|---|
| NYLIFE SECURITIES LLC (CRD# 5167) | Broker | 1991 – Present | Denver, CO |
| EAGLE STRATEGIES LLC (CRD# 110826) | Investment Advisor | 2001 – Present | Denver, CO |
State Licensing
Sean McCann is licensed to operate in 16 states, including: Alaska, Arizona, California, Colorado, Georgia, Kansas, Massachusetts, Michigan, Nebraska, New Mexico, New York, Texas, Utah, and Washington. This may be helpful for clients concerned with multi-state compliance.
Complaints and Disclosures — What Investors Need to Know
Transparency matters: Before entrusting your savings to any financial advisor, it’s wise to review the compliance and complaint record. Below is a detailed breakdown of Sean Michael McCann’s disclosures so you can make informed decisions.
Total Disclosures on Record: 1
Customer Complaint (Settled)
- Date of Event: November 4, 2024
- Type: Customer Dispute – Settled
- Product Involved: Variable Universal Life Insurance Policy
- Allegations: The client alleged that Mr. McCann did not advise reallocation of a variable universal life insurance policy purchased in 1999, which had been placed in a money market account during a market downturn. The client asserted that, due to the lack of guidance, the policy lapsed, and requested a full refund of paid premiums.
- Damages Requested by Client: $55,000.00
- Settlement Amount: $9,755.62
- Broker Comment Offered? No comment recorded.
This complaint was settled for approximately 17.7% of the amount sought by the client. The relatively low settlement amount compared to the damages requested may indicate the firm and broker disputed the claim or aimed to resolve the case amicably. It is worth noting that no pattern of customer complaints was identified, and there are currently no regulatory actions or suspensions reported as of the latest regulatory filings.
Summary of Red Flags and What to Watch For
- Disclosure History: While Mr. McCann has just one reported dispute that was settled, even a single complaint deserves consideration.
- Communication on Advice: The core of the single dispute involved communication about reallocating investments, which can impact the performance and viability of certain financial products, like variable universal life insurance.
- Settlement Ratio: When a case settles for much less than requested by the client, it’s wise to investigate the context and reasons. Settlements are not always admissions of fault.
How Haselkorn & Thibaut Can Help Investors
Haselkorn & Thibaut, a leading national investment fraud law firm with over 50 years’ experience, a 98% success rate and millions recovered for investors, is investigating Sean Michael McCann and NYLIFE SECURITIES LLC. If you have questions or concerns about your investments with Mr. McCann or NYLIFE SECURITIES LLC, you are not alone.
- Free, confidential consultations to discuss your individual situation
- No recovery, no fee
- Experience handling claims against national broker-dealer firms
Take the Next Step — Protect Your Investments
If you lost money or have concerns about your accounts with Sean Michael McCann or NYLIFE SECURITIES LLC, contact Haselkorn & Thibaut at 1-888-885-7162 for a free confidential review. You deserve to understand your options and what can be done to seek recovery. There is never a fee unless we recover money for you.
Check Advisor Records Regularly
For the latest information, including licensing and any updates to disclosures for Sean Michael McCann (CRD# 2176521), you can access his official regulatory profile at FINRA BrokerCheck.
You work hard for your savings. Don’t hesitate to get answers and maximize your options. Call Haselkorn & Thibaut today at 1-888-885-7162 for your complimentary evaluation.
