Haselkorn & Thibaut has initiated an investigation into Mr. Timothy Brian Campbell, a financial advisor based in Corinth, MS, currently registered with Newbridge Securities Corporation (CRD 104065). Investors who have worked with Mr. Campbell or have concerns about their investment outcomes are encouraged to read the detailed findings below and consider their next steps carefully.
Background on Timothy Brian Campbell (CRD 3046265)
Table of Contents
Mr. Timothy Brian Campbell, also known as Tim Campbell, has over 15 years of experience in the financial services industry. His primary business office is located in Corinth, MS. He operates under the DBA “Campbell & Associates.”
- Current Firm: Newbridge Securities Corporation (since October 2022)
- Previous Firms: MML Investors Services (2006–2021), Northwestern Mutual Investment Services (2021–2022)
- Registration Start: August 2006
- Licenses: Series 6, 7, 63, 65 (in good standing)
- Primary Location: Corinth, Mississippi
- Aliases: Tim Campbell
Summary of Regulatory History and Disclosures
| Category | Findings |
|---|---|
| Regulatory and Legal Actions | No SEC or FINRA disciplinary actions, no criminal disclosures, and no reported bankruptcies or liens. |
| Customer Complaints | Two customer complaints concerning discrepancies in documentation and handling of client accounts. |
| BrokerCheck Record | Accessible for public review; always verify up-to-date status on BrokerCheck. |
List of Reported Complaints and Employment Separations
- January 2024: A customer of MML Investor Services received a $27,224 settlement:
- Allegation: “Discrepancies with signature, email, and information on customer account forms.” The matter was resolved via settlement.
- October 2025: Another MML Investor Services customer alleged:
- Portions of their investment were used to open life insurance policies and that cash value was pulled from these policies and returned to the client when needed.
- Allegations that inaccurate email and mailing addresses were linked with the applications.
- The matter was closed without a formal case or customer pursuit.
- July 2023 (Discharge): MML Investors Services terminated Campbell, citing:
- “Termination upon receipt of customer complaint and for use of unapproved inaccurate sales literature.”
- September 2015 (Resignation): Northwestern Mutual Investment Services permitted Campbell to resign while internally reviewing:
- “Replacement activity and signature discrepancies on client forms for variable and non-variable products.”
Key Red Flags and Investor Considerations
- Account Form Discrepancies: Multiple documented instances of discrepancies related to signatures and client information raise concerns about documentation integrity and possible unauthorized activities.
- Use of Unapproved Literature: Termination by a major broker-dealer for utilizing materials not authorized by the firm is unusual and should be thoroughly evaluated if you are a client or affected party.
- Insurance Transactions: Allegations noted unusual insurance-related activities – specifically, clients’ investment funds were used to fund insurance policies and access policy cash values – warranting further review due to the complexity and suitability issues of such transactions.
- Repetitive Documentation Issues: Across multiple years and broker-dealers, internal reviews and client complaints cited issues with paperwork, signatures, and customer communications.
Understanding Supervisory Responsibilities
It’s important for all investors to know that brokerage firms and advisors must adhere to critical FINRA rules such as:
- Rule 3110: Duty to supervise representatives and secure compliance with regulations.
- Rule 2111: Duty to recommend only suitable investments based on client profile and objectives.
If you suffered losses or believe your account was improperly handled, you may have options to recover damages through processes like FINRA arbitration.
Action Steps and Next Moves
- Review Your Accounts: If you worked with Timothy Campbell at any of his former or current broker-dealers, request copies of your account documents and communications.
- Monitor for New Disclosures: Regularly check BrokerCheck by searching his name or CRD for any updates or new disclosures related to client complaints or regulatory events.
- Consult an Experienced Attorney: If you notice unexplained activity, discrepancies, or have suffered investment losses, consulting with a securities fraud attorney is a prudent step.
Haselkorn & Thibaut’s Free and Confidential Consultation
Haselkorn & Thibaut (investmentfraudlawyers.com) is a national securities fraud law firm with over 50 years of combined experience, a 98% success rate, and millions recovered for investors. The firm operates on a no recovery, no fee basis. If you have questions or concerns relating to your investments with Timothy Brian Campbell, call Haselkorn & Thibaut at 1-888-885-7162 for a complimentary, no-obligation consultation.
Your proactive approach is your best safeguard. Do not hesitate to reach out and ensure your financial interests are protected.
