Who is Marizel Schiavetti?
Table of Contents
Marizel Schiavetti is a previously registered broker and investment advisor who spent 16 years in the financial services industry. She worked at a total of five firms, including major names such as Wells Fargo Advisors and UBS Financial Services, with her most recent affiliation at A.G.P. / Alliance Global Partners in Westport, Connecticut. As of March 2025, Ms. Schiavetti is no longer registered as a broker or advisor.
- Total Years of Experience: 16
- Number of Firms Worked At: 5
- Current Registration: Not registered as of March 2025
- Disclosures: 1 (pending)
Employment History
| Firm | Location | Time Period | Duration |
|---|---|---|---|
| A.G.P. / Alliance Global Partners (CRD# 8361) | Westport, CT | Dec 15, 2023 – Mar 28, 2025 | ~1 year, 3 months |
| Stoever, Glass & Company Inc. (CRD# 7031) | Boca Raton, FL | Oct 23, 2018 – Dec 18, 2023 | 5 years, 2 months |
| Aegis Capital Corp. (CRD# 15007) | Boca Raton, FL | Mar 4, 2016 – Nov 21, 2018 | 2 years, 8 months |
| UBS Financial Services Inc. (CRD# 8174) | Miami, FL | Jul 17, 2013 – Dec 1, 2015 | 2 years, 5 months |
| Wells Fargo Advisors, LLC (CRD# 19616) | Miami, FL | Jan 15, 2008 – Jul 15, 2013 | 5 years, 6 months |
Red Flags: What Investors Need to Know
It’s critical for investors to monitor regulatory disclosures and pending complaints involving their financial advisors. With Marizel Schiavetti, there are several important points to consider:
- One Pending Customer Dispute: The only disclosure on Ms. Schiavetti’s record is a pending customer dispute filed in October 2024. Even a single unresolved complaint can be important—especially when the allegations are serious and span multiple years and firms.
- Nature of Allegations: The estate of a deceased client filed a dispute alleging:
- Unsuitable and excessive trading
- Fraud and negligence
- Breach of fiduciary duty
- Other forms of tortious conduct
- Time Frame and Firms: The events in question allegedly occurred between 2016 and 2023, when Ms. Schiavetti worked at Stoever, Glass & Company and Aegis Capital Corp.
- No Previous Complaints from Client: Notably, no complaints were made by the account holder or their accountant while the account was active. Allegations only arose after the client’s death, when the estate raised concerns.
- Case Status: The complaint is pending as of December 2025; no damages or settlement amounts have been disclosed.
Complete List of Complaints Against Marizel Schiavetti
- Date Filed: October 28, 2024
- Status: Pending
- Accuser: Estate of deceased client
- Firms Involved: Stoever, Glass & Company (2018-2023), Aegis Capital Corp. (2016-2018)
- Allegations:
- Unsuitable trading
- Excessive trading
- Fraud
- Negligence
- Breach of fiduciary duty
- Other tortious conduct
- Details: During the account’s existence at Stoever Glass, the customer (while living) and their accountant made no complaint. The complaint was initiated after the customer’s passing.
- Arbitration Docket: Two docket numbers, but both refer to the same dispute at two firms.
- Damages Requested: Not specified
- Resolution: Pending as of this report
Additional Insights and Risk Considerations
While Ms. Schiavetti has only a single disclosure over a lengthy career, the complaint is for serious allegations involving possible excessive and unsuitable trading, fraud, and breach of fiduciary duty. Investors should remember that even a single unresolved complaint can have significant financial and legal implications.
- She is not currently barred by any regulator.
- No regulatory or disciplinary actions appear on her record as of the report date.
- She is no longer registered with any broker-dealer or investment firm as of March 2025.
What Should Investors Do Next?
Investors who worked with Marizel Schiavetti—or who have questions about their accounts at A.G.P. / Alliance Global Partners, Stoever, Glass & Company, or Aegis Capital Corp.—should carefully review their portfolio history and remain alert to any signs of unsuitable trading or excessive account activity.
Haselkorn & Thibaut is currently reviewing this case and invites former clients of Marizel Schiavetti, those who inherited accounts, or anyone with questions, to contact our team for a FREE and confidential consultation. Let our experienced team guide you through your potential recovery options. Our process is always “no recovery, no fee.”
To discuss your situation with an attorney—at no cost—call Haselkorn & Thibaut at 1-888-885-7162 now, or visit FINRA BrokerCheck for additional licensing information.
Take control of your financial future—trust the investment fraud lawyers at Haselkorn & Thibaut for guidance, advocacy, and answers.
