Haselkorn & Thibaut Investment Fraud Attorneys Open Investigation Into Aaron L. Hammer – St. Cloud, MN Advisor at Transitional Broker LLC and Formerly Valmark Securities, Inc.
Are you or a loved one an investor who worked with Aaron L. Hammer in St. Cloud, MN or through Transitional Broker LLC or Valmark Securities, Inc.? If you experienced investment losses or have questions about how your accounts were handled, it’s important to stay informed and know your rights. Haselkorn & Thibaut, a national law firm (investmentfraudlawyers.com) with more than 50 years of experience and a 98% success rate, has launched an investigation into the activities and recent employment separation of this financial advisor. It’s possible that you may be able to recover your losses. Call us today at 1-888-994-8066 for a free and confidential case consultation—no recovery, no fee.
Who Is Aaron L. Hammer? Key Details for Investors
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Aaron L. Hammer (CRD #4803779) is an experienced financial advisor previously associated with Valmark Securities, Inc. and now actively registered with Transitional Broker LLC, based in Draper, UT. Mr. Hammer has been in the securities industry since 2004 and has also served as an investment adviser representative for various affiliated firms.
Summary Table: Aaron L. Hammer
| Field | Value |
|---|---|
| Advisor Name | Aaron L. Hammer |
| CRD Number | 4803779 |
| Current Broker-Dealer | Transitional Broker LLC (active since Sept. 12, 2025) |
| Most Recent Former Broker-Dealer | Valmark Securities, Inc. (discharged Sept. 2025) |
| Registered Branch/Location | 11650 S. State St., Ste. 200, Draper, UT St. Cloud, MN |
Employment History and Licensing
- Transitional Broker LLC (2025–current): Currently active and registered with FINRA as a General Securities Representative.
- Valmark Securities, Inc. (2006–2025): Hammer’s previous broker-dealer. He was discharged in September 2025 after a reported employment separation with allegations (see below).
- Valmark Advisers, Inc. (2014–2025): Investment adviser representative duties.
- The O.N. Equity Sales Company (2004–2006): Early-career brokerage registration.
- Other affiliations: Lone Peak Advisers (active), Hammer & Associates (insurance, St. Cloud, MN).
Red Flags: Discharge from Valmark Securities, Inc.
One of the biggest concerns for investors is an advisor’s reason for leaving a firm. According to public records, on August 21, 2025, Valmark Securities reported the discharge of Aaron L. Hammer. The basis for this separation centered on alleged violations of the firm’s Written Supervisory Procedures (WSPs). Specifically:
- Not forwarding a written complaint about a customer account to the supervision or compliance team.
- Settling a customer claim or complaint before the firm was aware of its existence or had a chance to review the issue.
Why is this important? Firms are required to monitor and manage customer complaints to protect both investors and the integrity of the financial system. Settling client complaints privately, without firm knowledge, limits proper oversight and could suggest possible attempts to handle disputes outside of established compliance protocols. This is a material disclosure for anyone who invested with Mr. Hammer during his time at Valmark Securities.
Customer Complaints, Regulatory Investigations, and Lawsuits
As of the latest available records (including September 2025 and the FINRA BrokerCheck report), the following details have emerged:
- Disclosed event: Termination by Valmark Securities, Inc. after allegations related to the handling and reporting of a customer complaint.
- Internal investigations: Initiated by the broker-dealer regarding complaint handling procedures; no publicly available court-based lawsuits noted at this time, but the discharge itself was reported to regulators.
- FINRA Arbitration: Investors retain the right to file complaints or pursue claims through FINRA arbitration against the broker or the firm for possible damages, including improper sales practices or mishandling of accounts.
Have you experienced unexplained investment losses or do you suspect your account may have been mishandled? These questions are being raised as part of the Haselkorn & Thibaut investigation following these events.
What Should Investors Do Now?
- Review your account statements and correspondence for any concerns, unauthorized transactions, or complaints handled privately.
- If you ever raised a complaint directly with Mr. Hammer, verify how it was documented and whether it was properly escalated to his broker-dealer.
- Contact Haselkorn & Thibaut at 1-888-994-8066 for a free consultation if you have questions or suffered investment losses in an account managed by Aaron L. Hammer.
Investors have the right to clear answers and the ability to recover losses when appropriate. Haselkorn & Thibaut’s seasoned attorneys—including former licensed securities professionals—stand ready to assist.
Why Work With Haselkorn & Thibaut?
- Experience: 50+ years combined experience and a national presence.
- 98% success rate recovering client losses.
- No recovery, no fee: Investors pay nothing unless a recovery is made.
- Confidential conversations: Your privacy and peace of mind are always respected.
Summary of Risk Factors and Disclosure Events for Investors
| Type of Event | Description | Date |
| Employment Termination | Discharged by Valmark Securities, Inc. for not forwarding a customer complaint and settling a claim before informing the firm. | Aug 21, 2025 |
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