Investment Lawsuit

Investment fraud is far too common as many investors blame themselves for losses and don’t know they can recover their investment losses.

 

GWG Holdings

FINRA Arbitration May be a Viable Option for GWG Holdings Investors

The recent GWG Holdings FINRA Arbitration case of Michael Lombardi vs. Greenberg Financial Group and David Sherwood is a sobering reminder of how negligent and improper investment recommendations in GWG L bonds have really impacted some investors. “The hallmark of investment fraud is making unsuitable recommendations that enrich the advisor at the client’s expense. Financial […]

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Crown Capital Securities - Hobby Barndollar

FINRA Complaints Pile Up On Hugh ‘Hobby’ Barndollar at Crown Capital Securities

Hugh “Hobby” Barndollar is the esteemed Branch Manager and President of Barndollar Financial located in Land O’ Lakes, Florida. Since 2013, he has been associated as a registered broker with Crown Capital Securities in the same location. Hugh Barndollar, commonly referred to as “Hobby Barndollar,” is a seasoned registered investment advisor and a former broker.

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David Lerner Associates: Energy 11, Energy 12, Spirit of America Energy Funds Lawsuits

David Lerner Associates Investor Recovery Options

Investing can be incredibly lucrative, but it’s coupled with a plethora of risks concerning loss and unexpected mishaps. For numerous reasons, David Lerner Associates (DL) has been spotlighted with various investigations and some serious allegations. But why have they gained such negative attention in recent times? Our firm currently represents investors that have filed FINRA claims

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Centaurus Financial Advisor Timothy McVey Faces Complaint Over GWG Holdings

In the world of finance, investing always comes with risks. However, what happens when those risks turn into devastating losses for unsuspecting investors? This is the unfortunate reality faced by customers of Centaurus Financial Advisor Timothy McVey. Public records reveal that at least one current or former customer has become a creditor for a GWG

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selling away

Five Types of Selling Away – What To Watch Out For And What To Do If You Already Invested

Selling away is a phrase used to describe the inappropriate practice of an investment professional (financial adviser or stockbroker) offering investments outside or away from the firm; implemented, the brokers sell those that his/her firm has approved for sale to the public. The investments are not on the employing firm’s approved investment product list, nor

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