Investment Lawsuit

Investment fraud is far too common as many investors blame themselves for losses and don’t know they can recover their investment losses.

 

10 Cons of Non-Traded REITS

10 Cons of Non-Traded REITS – Recover Your Losses

Regulators — the SEC, FINRA, and many state securities authorities — have repeatedly cautioned that non‑traded REITs and non‑traded BDCs are complex, often costly, alternative investments. Over the years their messages have been consistent: these products can be difficult for retail investors to understand, they can carry hidden or structural conflicts, and their long‑term economics […]

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Western International Securities (WIS)

SEC Accuses Western International Securities, Five Brokers, Of Reg BI Violations Related to L Bond Sales of $13.3M

Recently a civil suit has been filed by the Securities and Exchange Commission (SEC) against Western International Securities (WIS) about GWG L Bond Sales. A number of broker-dealer’s registered representatives are also named in the suit that alleges violation of the Regulation Best Interest (Reg BI) standards. Specifically, the lawsuit references GWG L Bonds worth $13.3

SEC Accuses Western International Securities, Five Brokers, Of Reg BI Violations Related to L Bond Sales of $13.3M Read More »

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