Investment Lawsuit

SEC Charges American Investment Adviser For Conflict Of Interest Issues

Recently, the SEC charged American Portfolios Advisors with conflict-of-interest issues, making us think about investor safety. The Securities and Exchange Commission fined American Portfolios Advisors $1.75 million for overcharging clients on alternative investments from August 2020 to March 2023. This case highlights how important it is for firms to share all facts with their clients, […]

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Delaware Statutory Trust (DST) Fraud and Loss Recovery Tips

When it comes to Delaware Statutory Trust (DST) investments, your financial advisor should be your trusted guide through what can feel like a maze of complex decisions. But what happens when that guide leads you astray? As attorneys who’ve seen countless investor disputes, we know the warning signs that separate trustworthy advisors from those who

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NorthStar Healthcare Income: REIT Loss Recovery 2025

Northstar Healthcare Income REIT has traditionally been marketed as an income-producing investment. However, non-traded REITs like Northstar Healthcare carry unique risks, including illiquidity, complex fee structures, and limited transparency. Northstar Healthcare was once a favored investment, but recent developments have resulted in significant changes and financial challenges for many investors. Recent Developments Investor Losses and Legal Actions

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SEC Final Judgment Against El Capitan Advisors: Details Revealed

El Capitan Advisors SEC Judgment means serious consequences for both a company and its leader. The Securities and Exchange Commission, or SEC, got final judgments against El Capitan Advisors Inc. and Andrew Daniel Nash on June 4, 2025 (SEC Complaint, Central District of California). These judgments came after Nash misappropriated $15.3 million from a clientâs

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Centaurus Financial GWG Complaints: Investor Notice

Investors who entrusted their retirement savings to Centaurus Financial for GWG L Bond purchases now face devastating losses following GWG Holdings‘ Chapter 11 bankruptcy filing in April 2022. The financial devastation extends far beyond typical market volatility, with recent developments confirming that L Bondholders will recover only approximately $0.03 per dollar invested. This catastrophic 97%

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