Investment Lawsuit

David Lerner Associates Complaints For Energy 11 & 12

Energy 11 & 12: Loss Recovery Options

Investors have recently filed numerous claims with The Financial Industry Regulatory Authority (FINRA) against brokerage firm David Lerner Associates alleging unsuitable concentration in proprietary products invested in non-traded oil & gas investments. The investigation focuses on questionable sales practices and supervisory responsibilities regarding risk-averse customers, particularly retirees who were seeking safe, income-producing investments for their […]

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FS Energy Power Fund: Investor Information

FS Energy and Power Fund investors face serious financial troubles. We’ve seen the fund’s value drop from $10.00 to just $3.25 as of September 29, 2023. This means many people lost over 60% of their money. If you’ve invested in FS Energy & Power Fund and experienced losses, contact Haselkorn & Thibaut’s securities attorneys at

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Understanding the SEC Charges in the Vora Wealth Management Lawsuit

Many investors are shocked to learn about the recent Vora Wealth Management lawsuit. If you’ve placed your trust in a financial advisor who made risky investments without your knowledge, you’re not alone. The stress of discovering your life savings might be at risk can feel overwhelming – that pit in your stomach is something too

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FINRA Fines Percival Financial Partners and Kenneth P. Taylor Sr.

The Financial Industry Regulatory Authority (FINRA) fined Percival Financial Partners Ltd. and Kenneth P. Taylor Sr. for regulatory violations including insufficient net capital maintenance, conducting business while suspended, filing inaccurate financial reports, and maintaining incorrect books and records. The violations occurred on multiple dates including November 1, 2021, April 1, 2022, and April 9, 2023.

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Andrew Murdoch Complaints: A Financial Advisor’s Troubling Allegations

We’re talking about Andrew Murdoch complaints today. Andrew Murdoch is a financial advisor at Somerset Securities. He received a FINRA complaint over bad investment advice linked to iCap Equities’ private placement. The trouble started with a hefty complaint, saying he did wrong by suggesting an investment that wasn’t suitable for the client. This claim asked

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