FINRA Fines Percival Financial Partners and Kenneth P. Taylor Sr.
The Financial Industry Regulatory Authority (FINRA) fined Percival Financial Partners Ltd. and Kenneth P. Taylor Sr. for regulatory violations including insufficient net capital maintenance, conducting business while suspended, filing inaccurate financial reports, and maintaining incorrect books and records. The violations occurred on multiple dates including November 1, 2021, April 1, 2022, and April 9, 2023. […]
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