Investment fraud is far too common as many investors blame themselves for losses and don’t know they can recover their investment losses.
Margin call losses can crush your finances when your broker fails to act properly. We know these losses often stem from advisor misconduct, which research shows affects many investors – over 12% of financial advisors had misconduct records between 2005 and 2015. Margin calls require extra cash or securities when asset values change, and your […]
Recover Your Margin Losses With A Margin Call Loss Lawyer Read More »
Haselkorn & Thibaut, P.A. (InvestmentFraudLawyers.com) is investigating potential claims for SmartStop Self Storage REIT investors who have experienced significant losses. Our securities attorneys have over 50 years of combined experience recovering millions for investors nationwide. While SmartStop Self Storage REIT, Inc. (NYSE: SMA) recently grabbed headlines with its NYSE listing on April 2, 2025, many
SmartStop Self Storage REIT Loss Recovery Read More »
We often hear the term “fiduciary,” but what does it really mean? A fiduciary takes care of money or property for someone else and must always put that person’s best interest first. This role comes with a big promise to act with care, avoid conflicts of interest, keep things separate, and record everything accurately. People
What Is A Fiduciary? Understanding Roles, Responsibilities, And Importance Read More »
Baird has agreed to pay over $650,000 for regulatory violations that affected hundreds of investors. The financial firm must pay a $100,000 penalty for breaking Regulation Best Interest and FINRA rules. We found that more than 400 brokerage customers were moved into advisory accounts and charged extra fees they didn’t need. These customers already had
Baird To Pay More Than $650K Over Unnecessary Fees Read More »
We want to share important news about Brent Schmidt, a financial advisor from Delano, Minnesota. Schmidt worked with Cetera Advisor Networks under Harvest Financial Services until recent events changed his career path. FINRA, the financial industry watchdog, suspended Schmidt for allowing his business partner to fake customer signatures on 53 account documents. This serious violation
Cetera Advisor Brent Schmidt Suspended! Read More »