Haselkorn & Thibaut has launched an investigation concerning Robert Annable, a Scottsdale, Arizona financial advisor registered with Realta Equities (CRD# 4657825) and investment advisor at Transce3nd. If you or someone you know has worked with Mr. Annable and has concerns regarding investment misrepresentation or losses, this report is designed to provide accessible, well-researched information to guide your next steps. Our goal is to assist investors in the process of informed decision-making and, if needed, connect you with experienced investor advocates.
Who Is Robert Annable – Realta Equities, Scottsdale, AZ
Table of Contents
Robert Annable has over 18 years of experience in the securities industry. Currently, he operates as a registered broker with Realta Equities and as an investment advisor representative with Transce3nd. His business is based in Scottsdale, Arizona, and he holds active registrations across multiple states.
| Advisor Name | Robert Annable |
| CRD Number | 4657825 |
| Broker-Dealer | Realta Equities |
| Investment Advisor Firm | Transce3nd |
| Location | Scottsdale, AZ |
| Industry Experience | 18 years |
| Licenses Held | Series 6, 7, 24, 63, 65, SIE, 6TO |
| State Licenses | 15 |
Background and Professional History
Mr. Annable began his financial services career over 18 years ago and has been associated with several firms, including:
- Wealth Strategies Advisory Group
- Coastal Investment Advisors
- Arete Wealth Advisors
- Arete Wealth Management
- Center Street Securities
- Kalos Capital
- Newbridge Securities Corporation
- Realty Capital Securities
- Community Bankers Securities
- Liberty Group
His diversified experience covers numerous financial instruments and investment strategies, providing him with an in-depth understanding of the investment needs of a wide range of clients.
Investor Complaint Disclosed Against Robert Annable
A recent investor complaint, filed in December 2025, alleges misrepresentation of investments by Mr. Annable. According to official records, the complaint claims that Mr. Annable, acting as a representative for Realta Equities, Wealth Strategies Advisory Group, Transce3nd, and VFO Consulting Group, “directly lied to” the clients regarding alternative investments. The complaint is currently pending and alleges unspecified damages.
Details of the Allegation:
- Date Filed: December 2025
- Allegations: Direct misrepresentation and lying to clients about alternative investments
- Firms Involved: Realta Equities, Wealth Strategies Advisory Group, Transce3nd, VFO Consulting Group
- Status: Pending
- Damages: Unspecified, claim is ongoing
It is important to note that an allegation is not a definitive finding of wrongdoing, but it underscores the need for vigilance and transparency for any investor associated with the advisor or firms in question.
Regulatory Rules on Investment Misrepresentation
The securities industry enforces strict guidelines to protect investors from deceptive practices. FINRA Rule 2020 prohibits brokers from using “any manipulative, deceptive or other fraudulent device” in the course of recommending or selling securities. In particular, all material information must be accurately represented to clients, and brokers who mislead investors may be liable for resulting losses.
Robert Annable’s Disciplinary History: An Independent Look
To provide the most comprehensive insight, Haselkorn & Thibaut conducted an independent, multi-source background check. Here is a summary of findings from major regulatory and public databases:
- FINRA BrokerCheck: Robert Annable maintains an active status with Realta Equities and Transce3nd, with no suspensions or revocations. Only the currently pending investor complaint, as described above, is disclosed. You can visit FINRA BrokerCheck for further reference.
- SEC Records: A search revealed no SEC administrative actions, cease-and-desist orders, or insider trading cases involving Mr. Annable.
- Federal & State Courts: No notable civil lawsuits or public litigation are associated with Mr. Annable, Realta Equities, or Transce3nd outside the currently disclosed complaint.
- Public News & Consumer Sites: No credible news or advocacy outlets have reported additional concerns, complaints, or negative findings beyond the one pending complaint.
Red Flags for Investors
Why should investors pay attention?
- Misrepresentation Allegation: The ongoing client complaint cites alleged misrepresentation of alternative investments, a critical concern that can lead to significant financial losses.
- Lack of Public Disciplinary Actions: Other than the above-referenced claim, no adverse findings or regulatory sanctions are currently associated with Mr. Annable. However, new filings or updates may arise as the complaint is reviewed.
- Alternative Investments: Investors should exercise special caution with alternative products, as these are often less regulated and can carry substantial risk.
What Investors Can Do Next
If you have invested with Robert Annable at Realta Equities or Transce3nd, or have concerns about the handling of your investments, you have resources. Haselkorn & Thibaut, a national investment fraud law firm with over 50 years of experience and a 98% success rate, is currently investigating these matters and offers a free, confidential consultation to review your case. There is no fee unless recovery is made.
- Review your statements and document all communication with your advisor
- Set up alerts or periodic reviews for updated public disclosures
- Contact a trusted investor advocate for a free case evaluation
Contact Haselkorn & Thibaut for Case Review
If you are concerned about your experience with Robert Annable of Realta Equities in Scottsdale, Arizona, call Haselkorn & Thibaut today at 1-888-885-7162 or visit investmentfraudlawyers.com for a free and confidential review.
Experience matters when protecting your investments. Take the proactive next step to seek out experienced guidance and put your interests first.
