Law Firm Investigates Houston Advisor Anthony Pucci at Craft Capital Management

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Financial Advisor Lost My Money

Last Updated: March 2026 — Houston, TX

Haselkorn & Thibaut, a national investment fraud law firm serving investors with over 50 years of experience and a 98% success rate, has officially opened an investigation into Anthony John Robert Pucci, a financial advisor currently registered with Craft Capital Management LLC in Houston, Texas.

Introducing Anthony John Robert Pucci: What Investors Need to Know

Choosing a financial advisor is a significant decision, and it’s important to have as much information as possible to make an informed choice. Anthony John Robert Pucci (commonly known as Tony Pucci) is a registered representative whose current employer is Craft Capital Management LLC, located at 2400 Augusta Drive, Houston, TX 77057. His previous affiliations include:

  • Aegis Capital Corp. (New York, NY) — 04/2016 to 08/2018
  • First Standard Financial Company LLC (Staten Island, NY) — Prior to 2016

As part of our ongoing commitment to protecting the interests of investors, we at Haselkorn & Thibaut encourage individuals who have worked with Mr. Pucci to stay informed and proactive regarding their investments.

Investor Complaints, Disclosures, and Regulatory Reviews: A Comprehensive Summary


Complaint/Disclosure Type Date Details Status/Outcome
Customer Dispute 06/2020
  • Allegation of unsuitable investment recommendations while at Craft Capital Management.
  • Claimant sought monetary damages.
  • Settlement: $18,500 paid by the firm.
  • Advisor did not contribute personal funds.
Customer Dispute 11/2019
  • Allegations of unauthorized trading and misrepresentation at former firm Aegis Capital Corp.
  • Described losses in a high-risk investment product.
  • Denied by firm after review.
  • No payments; no adverse findings.
Regulatory Investigation 09/2021
  • FINRA commenced a review regarding sales practices at Craft Capital Management LLC.
  • No disciplinary action as of latest update.
 Ongoing

*Source: FINRA BrokerCheck

Red Flags and Key Takeaways for Investors

  • Multiple Customer Complaints: Mr. Pucci’s record shows more than one customer-initiated dispute over the years, involving allegations such as unsuitable recommendations and misrepresentation.
  • Regulatory Inquiries: Ongoing or recent regulatory investigations into sales practices can be a sign that increased oversight is warranted.
  • Firm History: Frequent moves between broker-dealers and firms that have had their own regulatory issues can be a point of concern and warrant deeper scrutiny.

An Investor-Centric Perspective: Why Due Diligence Matters

Transparency is paramount when evaluating any financial professional. A history of complaints, even if resolved or denied, should motivate investors to be vigilant and ask detailed questions about both their advisor and the recommended products.

Haselkorn & Thibaut strongly encourages investors to use resources like FINRA BrokerCheck for up-to-date background checks. However, reviewing a record isn’t enough; understanding what those records mean for your investments is critical.

We recognize that even the most sophisticated investors can be caught off guard by complex disclosures or carefully worded settlement language. Our team’s decades of experience helps investors decipher these reports and get personalized guidance for their situation.

Should You Be Concerned?

If you currently work with Anthony John Robert Pucci or have in the recent past—especially at Craft Capital Management LLC—now is a good time to evaluate your investment accounts. Watch for signs such as:

  • Losses not matching your risk tolerance or investment objectives.
  • Investment strategies changing without clear explanations.
  • Trades or transactions you did not approve in writing.

If any of the above resonates with your experience, you are not alone. Haselkorn & Thibaut is here to help.

Next Steps: Get Your Free, Private Review

At Haselkorn & Thibaut, our mission is to help investors nationwide recover investment losses resulting from unsuitable advice, misrepresentation, or other misconduct — on a no recovery, no fee basis. Our extensive experience, reinforced by millions recovered for clients, makes us a trusted ally for those seeking answers about their investments.

We invite you to get your free, confidential consultation today. There is no obligation and all communications are protected by attorney-client privilege. To start, call 1-888-994-8066 today or visit investmentfraudlawyers.com.

About Haselkorn & Thibaut

  • National reach with offices serving Texas and beyond
  • Over 50 years’ combined legal experience
  • More than a 98% success rate, and millions recovered for investors
  • No recovery, no fee guarantee

If you or someone you know has questions regarding Tony Pucci or your experience with Craft Capital Management LLC, now is your window to act. Proactive steps can make a critical difference.

Call Haselkorn & Thibaut at 1-888-994-8066 for your free case review.

Disclaimer: The information contained in any post on this website is derived from publicly available sources and is not guaranteed as to accuracy and often involves allegations which may or may not be proven at some point in the future. All posts are believed to be accurate as of the time of original posting, but the accuracy and details are subject to and expected to change over time and which may contain opinions of the author at the time posted.
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