Haselkorn & Thibaut, an experienced national investment fraud firm, has opened an investigation into securities broker Rajesh Markan (CRD: 4553309), based in Flower Mound, Texas. Investors who have worked with Mr. Markan are encouraged to review all relevant details about his professional record, complaints, and potential red flags, and consider their legal options.
Who is Rajesh Markan? Understanding His Broker-Dealer History
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Rajesh Markan is a registered financial advisor who has been associated with the following broker-dealers:
| Broker-Dealer | Dates Employed | Location |
|---|---|---|
| Merrill Lynch | May 8, 2009 — November 4, 2022 | Flower Mound, TX |
| Hilltop Securities Inc. | October 5, 2022 — August 12, 2024 | Flower Mound, TX |
Mr. Markan’s professional journey spans reputable firms like Merrill Lynch and Hilltop Securities Inc., reflecting broad experience within the securities industry.
Disclosures: What Investors Should Know
According to disclosures on FINRA BrokerCheck, Rajesh Markan has attracted multiple investor complaints and securities-related disclosures during his career. Understanding these disclosures is critical for any investor seeking transparency and security with their financial advisor.
- Client Complaints: Investors have filed formal complaints alleging issues such as unsuitable investment recommendations and failure to adequately supervise accounts.
- Regulatory Actions: Reports indicate Markan has been sanctioned in connection with regulatory matters, including investigations by key regulators.
- Arbitrations: Mr. Markan has been the subject of arbitration claims initiated by clients who sought compensation related to losses and trading activity while he was at Merrill Lynch.
These public disclosures deserve careful review, especially for investors who may have experienced similar issues or have questions about their accounts.
Summary of Complaints and Allegations
The most concerning disclosures involving Rajesh Markan include the following types of investor complaints and actions:
- Allegations of Unsuitable Recommendations: Multiple clients reported that investments recommended did not match their stated objectives or risk tolerance.
- Supervision Concerns: Investors allege a lack of proper supervision over investment strategies, sometimes resulting in unexpected losses.
- SEC Sanctions: Public records indicate regulatory sanctions, which may include fines, suspensions, or censures related to compliance issues.
It’s important to note that not every complaint results in a finding of wrongdoing. Still, such disclosures can be instructive as to trends and patterns in an advisor’s history.
What This Means for Investors
If you worked with Rajesh Markan, either at Merrill Lynch or Hilltop Securities Inc., you may be wondering what steps, if any, you should take. Here are some key considerations:
- Were you made aware of the risks associated with your investments?
- Did you understand all fees, commissions, or charges?
- Were you advised to pursue strategies outside your risk tolerance?
Reviewing your account statements—and staying alert for unexplained losses, excessive trading, or recommendations that did not align with your goals—can all be red flags. If any of these situations sound familiar, it may indicate that your investment account was not handled appropriately.
How Haselkorn & Thibaut Can Assist You
Haselkorn & Thibaut is a national securities law firm with over 50 years of combined experience, a 98% success rate, and millions recovered for clients. We represent investors in claims against financial advisors and their firms on a No Recovery, No Fee basis—providing a risk-free way for you to seek justice.
Our team is currently offering free, confidential consultations for clients of Rajesh Markan to help you determine if your investment losses could be recoverable.
Act now—call Haselkorn & Thibaut at 1-888-885-7162 for a free case review. There are no upfront costs, your consultation is confidential, and there is never a fee unless we are successful in recovering funds for you.
Key Points to Remember
- Rajesh Markan’s record features multiple investor complaints, regulatory actions, and arbitrations.
- If you invested through Merrill Lynch or Hilltop Securities Inc., review your investment performance and be alert for signs of possible misconduct.
- Haselkorn & Thibaut is investigating claims involving Rajesh Markan.
- No recovery, no fee—get the answers you deserve.
Take the Next Step: Protect Your Investments
If you believe your investments may have been mismanaged or if you simply want peace of mind, now is the time to act. Contact Haselkorn & Thibaut at 1-888-885-7162 for a free consultation today. Our experienced attorneys are here to answer your questions and help determine your options—all with no obligation and at no cost unless we recover funds on your behalf.
Your financial future is worth protecting. Take advantage of Haselkorn & Thibaut’s track record, resources, and commitment to investor advocacy. Call 1-888-885-7162 and learn how we can help you recover what you’ve lost.
