Jordana Leigh Wojnowski – LPL Financial Advisor in Winter Haven, FL: Important Update for Investors
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Haselkorn & Thibaut, a leading national investment fraud law firm, has opened an investigation into Jordana Leigh Wojnowski, a registered financial advisor with LPL Financial LLC in Winter Haven, FL. If you are an investor who has worked with Ms. Wojnowski, it is crucial to stay informed and proactive regarding any issues related to your accounts or investment losses.
Who is Jordana Leigh Wojnowski?
| Name: | Jordana Leigh Wojnowski |
| CRD Number: | 5696895 |
| Current Employer: | LPL Financial LLC (CRD #6413) |
| Branch Office: | 250 Avenue K SW, Suite 106, Winter Haven, FL 33880 |
| Prior Employers: |
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| Licensing Exams: |
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| Other Affiliations: |
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What Complaints or Red Flags Appear in Jordana Wojnowski’s Record?
As of the most recent public data available (June 2024):
- No formal customer complaints, regulatory actions, or arbitrations have been reported on her record by the Financial Industry Regulatory Authority (FINRA BrokerCheck), the Securities and Exchange Commission, or through court filings.
- No Wells notices, SEC enforcement actions, or civil lawsuits have been located affecting Ms. Wojnowski, either federally or in Florida state dockets.
- No media reports or public news disclosures of prior or ongoing investigations or disciplinary actions involving the advisor.
However, there is a current, pending written customer complaint (filed August 2025) that is significant for investors to note:
- A customer of LPL Financial LLC alleges unauthorized sales of listed equities (common & preferred stock) in their investment account.
– Allegation: Sales were executed without prior customer authorization and without proper discretionary authority, potentially violating FINRA Rule 3260 (Discretionary Accounts) and Rule 2010.
– Specific damage amount: Not yet specified; investigation is ongoing.
Why Should Investors Pay Attention?
Even a single complaint or allegation of unauthorized trading raises important questions about account supervision and compliance with securities industry rules. Here’s what you should consider:
- Unauthorized trading occurs when a broker executes securities purchases or sales without the client’s consent and valid discretionary authority.
- This can include trading activity beyond what’s appropriate for your financial goals or risk tolerance.
- FINRA rules require brokers to obtain prior client approval and to document discretionary privileges clearly and in writing.
- If you have experienced unexpected trades or losses that you do not recall authorizing, you may possess legal grounds to seek recovery.
What Action Steps Should You Take as an Investor?
If you worked with Jordana Leigh Wojnowski at LPL Financial LLC and have concerns about your account, follow these important steps:
- Review your account statements and trade confirmations for any transactions you do not recognize or did not approve.
- Log onto FINRA BrokerCheck and enter “Jordana Leigh Wojnowski” or CRD #5696895 to independently verify her regulatory record.
- Contact Haselkorn & Thibaut for a confidential, no-cost consultation. You may learn your rights, receive answers, and discuss possible next steps directly with experienced investment fraud attorneys.
How Haselkorn & Thibaut Can Help You
- Over 50 years’ combined experience: Haselkorn & Thibaut’s attorneys focus solely on representing investors nationwide and have successfully recovered millions for clients.
- 98% success rate: The firm handles FINRA arbitrations, mediation, and settlement negotiations involving investor losses, unauthorized trading, negligence, and other broker misconduct.
- Contingent fee available: Clients pay nothing unless a recovery is achieved (“No win, no fee”).
- Empathetic and thorough legal review: Every case is unique. You deserve a careful review of the specifics of your situation and a clear explanation of your rights under securities law.
Contact for a Free Consultation Today
If you believe you have experienced unauthorized trading or other issues involving Jordana Leigh Wojnowski or LPL Financial LLC, don’t wait. Speak directly with an attorney for a free consultation by calling Haselkorn & Thibaut now at 1-888-994-8066.
- Your information will be kept confidential
- No obligation to proceed if you simply want questions answered
- National representation: Haselkorn & Thibaut helps investors in all 50 states
Summary Table: Advisor Complaint Status
| Type | Status as of June 2024 | Notes |
|---|---|---|
| Customer Complaints | 1 (pending as of August 2025) | Alleged unauthorized equity sales; under investigation |
| FINRA Arbitrations | None found | No prior arbitrations reported |
| Regulatory Actions | None found | No disciplinary or enforcement events |
| Media Coverage | None found | No press or news coverage of issues |
In Closing
Jordana Leigh Wojnowski, as of this writing, is the subject of a current investor complaint for alleged unauthorized trading, but no prior regulatory, legal, or customer disputes were reported. The pending customer complaint should be monitored closely by investors and may warrant review of your account activity for possible losses or irregularities.
If you’re uncertain about what has occurred in your investment account or want a professional second opinion, Haselkorn & Thibaut is ready to help. With extensive experience, a high success rate, and a client-first approach, the firm offers the guidance you need during a stressful time.
Call 1-888-994-8066 today for a free, confidential consultation. Don’t face investment concerns alone—get answers and learn your options now.
