Haselkorn & Thibaut, a nationally recognized investment fraud law firm, has initiated an investigation into Mark Perry Kissinger, a broker associated with NYLIFE Securities LLC in Frisco, TX. If you are an investor who has worked with Mr. Kissinger and have concerns about your investment portfolio, you are strongly encouraged to review the following information and consider a complimentary consultation with Haselkorn & Thibaut at 1-888-885-7162.
Who Is Mark Perry Kissinger?
Mark Perry Kissinger (CRD #4546631) is a registered financial advisor and stockbroker, currently associated with NYLIFE Securities LLC in Frisco, Texas, and also registered as an Investment Adviser Representative through Eagle Strategies LLC since March 2023. Mr. Kissinger’s experience in the financial services industry dates back to 2002, including prior roles at Allstate Financial Services, LLC, UBS Financial Services Inc., and A.G. Edwards & Sons, Inc. He operates Kissinger Financial Services LLC and is involved in real estate through KBar Investments LLC.
Summary Table
Field: Advisor Name
Value: Mark Perry Kissinger
Field: Advisor CRD
Value: 4546631
Field: Broker-Dealer(s)
Value: NYLIFE Securities LLC
Field: Location
Value: Frisco, TX
Field: Other Registration
Value: Eagle Strategies LLC (Investment Adviser Representative)
Current and Prior Firms
1. NYLIFE Securities LLC — Current broker-dealer
2. Eagle Strategies LLC — Investment Adviser Representative (since 3/2023)
3. Allstate Financial Services, LLC — 2012–2018
4. UBS Financial Services Inc. — 2007–2011
5. A.G. Edwards & Sons, Inc. — 2002–2007
Allegations, Complaints & Disclosure History for Mark Perry Kissinger
1. Pending Customer Complaint (January 2026): A customer alleges that Mr. Kissinger recommended a variable universal life insurance policy that was unsuitable for their financial goals, liquidity needs, and risk tolerance. The client is seeking reimbursement for surrender charges incurred; while a specific dollar value has not yet been indicated, it is noted that damages could exceed $5,000. This matter remains unresolved.
2. Prior FINRA Arbitration (Case No. 09-00679): Related to Mr. Kissinger’s time at UBS Financial Services, a client claimed that structured notes recommended by Mr. Kissinger were misrepresented and unsuitable. This dispute concluded with a settlement of $105,000 in January 2010.
What are the key issues?
Clients have raised the following types of allegations against Mr. Kissinger:
– Unsuitability: The recommendation of investment or insurance products that do not align with a client’s financial objectives, risk profile, or liquidity needs. This may involve violations of industry suitability standards such as FINRA Rule 2111.
– Breach of Fiduciary Duty: Advisors are required to act in their client’s best interests. Deviations can result in legal consequences.
– Misrepresentation: Failure to clearly disclose the risks or features of an investment may implicate regulations such as FINRA Rule 2020 and Rule 2010.
Regulatory Record: What Does Public Disclosure Reveal?
A meticulous search of regulatory and public records through FINRA’s BrokerCheck (https://brokercheck.finra.org/), the SEC’s EDGAR database, and state securities regulators as of today’s date finds:
– No regulatory actions by FINRA, the SEC, or state securities agencies involving Mr. Kissinger.
– No employment terminations for cause have been reported.
– No criminal or bankruptcy disclosures in public records.
– No state-level disciplinary or investigative actions found under his CRD number.
– No publicly reported lawsuits or injunctions beyond the customer complaints summarized above.
Structured Product Investments: Understanding the Risks
Structured products, such as the market-linked notes referenced in the prior complaint, are complex investments. These investments are designed to meet specific investor needs but carry unique risks regarding liquidity, market performance, and transparency. If these are misrepresented or recommended inappropriately, investors may experience losses that could have been avoided with proper guidance.
What to Do If You Have Concerns About Your Account
If you experienced losses on investments or insurance products recommended by Mark Perry Kissinger or NYLIFE Securities LLC in Frisco, TX, you are not alone. Even if your losses seem modest, you may be eligible for recovery if products were misrepresented or unsuitable for your objectives.
Haselkorn & Thibaut has over 50 years of experience representing investors nationwide, with a 98% success rate and millions recovered for clients. Different cases may involve:
– Unsuitable investment recommendations
– Breach of fiduciary duty
– Failure to adequately disclose product risks
Why Choose Haselkorn & Thibaut?
Haselkorn & Thibaut specializes in representing clients in claims against financial advisors and firms. There are no fees unless you recover funds. Your privacy is respected, and you will work directly with attorneys—not salespeople.
Take Action: Get Your Free Case Evaluation
If you believe you have suffered investment losses due to Mark Perry Kissinger or NYLIFE Securities LLC, don’t wait—secure your financial future.
Call Haselkorn & Thibaut at 1-888-885-7162 for a free, confidential consultation. There are no upfront fees—no recovery, no fee. Our team is ready to listen to your story, thoroughly examine your options, and help you move forward.
Stay Informed. Protect Your Investments.
Even if you are not sure if you have a claim, a conversation with an experienced securities attorney at Haselkorn & Thibaut can provide peace of mind and potentially help you recover what you deserve. Consider repeating the BrokerCheck search periodically to stay up-to-date on any new disclosures. Your financial security is worth protecting.
