The Financial Industry Regulatory Authority (FINRA) has taken serious action against a Manuel Melendez, a former UBS financial advisor. They found out he borrowed $738,000 from his clients. This is a big no-no in our world of investing. The advisor did not play by the rules; instead, Mr. Melendez alledley used the money for himself. […]
FINRA Bars Manuel Melendez (UBS) Accused of Borrowing $738K From Clients Read More »
We want to share some good news for investors who lost money with GPB Capital Holdings. On April 9, 2025, a federal judge in New York approved a $400 million payout plan for these defrauded investors. This GPB Capital Payout Plan marks a major step toward justice for victims of the company’s alleged fraud schemes.
Examining GPB Capital’s $400M Payout Plan For Defrauded Investors Read More »
The financial industry has strict rules to protect investors from fraud. We’ve learned that Marat Likhtenstein barred from working in finance represents a serious case of alleged misconduct. FINRA, the Financial Industry Regulatory Authority, has permanently banned this broker after claims surfaced last summer. These accusations state that Likhtenstein ran a Ponzi scheme and stole
Marat Likhtenstein Barred By FINRA: Broker Faces Permanent Industry Ban Read More »
We’ve learned that Caastle faces serious fraud allegations amounting to $500 million. Anonymous sources from Axios broke the news that has rocked the start-up world. The company’s founder and CEO, Christine Hunsicker, stands accused of financial misconduct that has sent shockwaves through venture capital circles. These claims suggest a pattern of accounting fraud that went
Four Points Capital, Caastle’s Former CEO, Christine Hunsicker Investigated For Fraud Read More »
Lincoln Investment Financial Advisor Jim Forbis discloses three customer disputes. Jimmy (Jim) Forbis is a Lincoln Investment financial advisor. ?Lincoln Investment has its main office in Fort Washington, PA., and Jim Forbis operated from a Lincoln Investment office located in Memphis, TN. Jim Forbis has three disclosed customer disputes according to FINRA Brokercheck records, the