News Update

Easterly ROCMuni High Income Municipal Bond Fund Investigation and Loss Recovery

Haselkorn & Thibaut is currently representing Easterly ROCMuni investors and leading the investigation into these significant losses. If you invested in the Easterly ROCMuni High Income Municipal Bond Fund (RMJAX), you experienced a substantial decline in your investment value during June 2025. The fund’s performance during this period resulted in significant losses that affected many […]

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Federal Court Approves $91.3 Million Settlement in GWG Holdings Bankruptcy Case

On June 13, 2025, U.S. Bankruptcy Judge Christopher Lopez of the Southern District of Texas approved a comprehensive settlement package totaling $91.3 million in the GWG Holdings Inc. Chapter 11 bankruptcy proceedings. This landmark decision represents a critical development for the thousands of investors who suffered substantial financial losses when the company collapsed and filed

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Elder Fraud Crisis: Executor Embezzles $3.7 Million From Dementia Patient

Elder fraud is a growing crisis in our society. The term “Elder Fraud Crisis” refers to the rising problem of older adults losing money through scams and financial abuse. One recent headline, “Executor Embezzles $3.7 Million From Dementia Patient,” shows how serious this issue can be for families and investors like us. A 66-year-old trustee

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FINRA Disciplinary Action: Kenneth John Malm Complaints Revealed

Financial industry regulators maintain strict oversight to protect investors from improper broker conduct. A recent disciplinary case involving Kenneth John Malm, a former broker with Securities America and Osaic Wealth, demonstrates the importance of regulatory compliance in the securities industry. FINRA imposed a seven-month suspension and $10,000 fine against Malm following his acceptance of a

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