Haselkorn & Thibaut has opened an investigation into Mac McIntyre, an Oakbrook Terrace, Illinois financial advisor currently registered with B. Riley Wealth (CRD# 2839149). If you are an investor with concerns about your portfolio or have questions regarding the handling of your investments, this overview is designed to keep you informed, help you spot warning signs, and empower you to take action if needed.
Key Information: Mac McIntyre & B. Riley Wealth
Table of Contents
| Advisor Name | Mac McIntyre |
| Advisor CRD | 2839149 |
| Broker-Dealer | B. Riley Wealth |
Professional Summary: Who is Mac McIntyre?
Mac McIntyre is an experienced financial professional with 28 years in the securities industry. Based in Oakbrook Terrace, Illinois, he serves as both a broker and investment advisor at B. Riley Wealth. Mac McIntyre’s extensive background includes positions at reputable firms like National Securities Corporation, US Bancorp Investments, Fifth Third Securities, and PFS Investments. He has successfully completed multiple securities industry qualification exams, including the Securities Industry Essentials (SIE), Series 65, Series 63, Series 7, Series 6, and Series 26. He currently holds licenses in 30 states, amplifying his reach and responsibilities to clients nationwide.
Complaints and Disclosures: What Investors Should Know
As of April 2026, Mac McIntyre’s public regulatory record shows the following:
- One pending investor complaint, alleging unsuitable investment recommendations while he was a representative of National Securities Corporation. This complaint—pending since February 2026—seeks $250,000 in claimed damages.
- Alleged Issue: The complaint states the investments were unsuitable for the client’s objectives and risk tolerance, highlighting the critical importance of matching advice to each investor's profile.
- No other adverse disclosures: BrokerCheck and other public record searches reveal no regulatory actions, no civil lawsuits, no SEC or FINRA investigations, and no evidence of criminal activity or financial insolvency for Mac McIntyre.
Understanding the Complaint: Unsuitable Investments Explained
Under FINRA Rule 2111, financial advisors are required to ensure that their recommendations are suitable based on their client’s unique investment profile. This profile should consider:
- Age
- Other investments
- Financial situation and needs
- Tax status
- Investment objectives
- Investment experience
- Investment time horizon
- Liquidity needs
- Risk tolerance
When a broker fails to reasonably match investment advice to this profile—or does not disclose associated risks—they may be held responsible for resulting client losses. This is a critical safeguard for investors and is at the center of the current case involving Mac McIntyre.
Summary of All Known Complaints and Legal Issues
| Case Type | Date Filed | Allegation | Status | Damages Sought |
|---|---|---|---|---|
| Customer Complaint | Feb 2026 | Unsuitable investments, inconsistent with objectives and risk tolerance | Pending | $250,000 |
There are currently no other complaints, lawsuits, or regulatory findings against Mac McIntyre. To stay up to date, you can check his background at FINRA BrokerCheck using CRD# 2839149.
Red Flags: What Should Investors Watch For?
- Recommendations that feel too risky or complex for your goals
- Difficulty obtaining clear answers or documentation from your advisor
- Insufficient explanations about fees, risks, or liquidity restrictions
- Investment losses inconsistent with your stated objectives and risk tolerance
- Switching accounts or products without proper rationale
Steps for Concerned Investors
If your experience with Mac McIntyre, B. Riley Wealth, or any financial advisor leaves you worried, it is crucial to:
- Review your account statements for unauthorized or unexplained activity.
- Ask for written explanations about every investment recommendation and its risks.
- Document your communications and take notes during meetings.
- Seek independent advice when in doubt.
Haselkorn & Thibaut: Here for Investors Nationwide
Haselkorn & Thibaut (investmentfraudlawyers.com) is a national securities fraud law firm with over 50 years of combined experience, a 98% success rate, and millions recovered for clients. Our skilled attorneys are committed to investor protection and offer no recovery, no fee representation—so there’s no risk in reaching out for help.
We understand that facing concerns about your financial advisor can feel overwhelming. Our team is ready to review your portfolio and help determine whether you may have a claim or options to recover potential investment losses. If you have questions or want a free, confidential consultation, don’t wait—call us at 1-888-885-7162.
Take Action Today
If you have invested with Mac McIntyre in Oakbrook Terrace, Illinois at B. Riley Wealth and have concerns about your accounts or have suffered unexplained losses, it pays to get a professional opinion. Contact Haselkorn & Thibaut at 1-888-885-7162 for your free consultation. You are not alone—secure your financial future with expert guidance today.
