Haselkorn & Thibaut, a national law firm focused on helping securities investors, has opened an investigation into Robert Vincent Sessa (CRD: 1026924), a financial advisor based in Westlake Village, California. Investors who worked with Robert Sessa at either Western International Securities Inc. or LPL Financial LLC may have suffered losses or have concerns about their accounts. If you’re one of those investors, read on for important insights, and consider a free consultation with Haselkorn & Thibaut at 1-888-885-7162 .
Who Is Robert Vincent Sessa?
Table of Contents
- CRD Number: 1026924
- Location: Westlake Village, California
- Former Broker-Dealers: Western International Securities Inc., LPL Financial LLC
- Primary Focus: Securities and investment advice
Robert Vincent Sessa, also known as Bob Sessa, has been a registered financial advisor for several decades. According to FINRA BrokerCheck, his record includes employment at respected firms Western International Securities Inc. (from December 2008 to June 2025) and LPL Financial LLC, among others. While many investors have had positive experiences, there are important aspects of his record that merit close attention, especially if you’re reviewing your investments.
Client Complaints & Disclosures
Publicly available documents, including FINRA BrokerCheck, show that Robert Sessa has been the subject of several complaints and customer disputes over the course of his career. These filings are part of the regular regulatory oversight intended to protect investors like you.
| Nature of Complaint | Outcome/Status | Impacted Parties |
|---|---|---|
| Allegations related to unsuitable investment recommendations and excessive trading | Disclosed, some resolved, others pending | LPL Financial, Western International Securities clients |
| Client dissatisfaction regarding investment performance | Disclosed on BrokerCheck | Multiple investor accounts |
While not every complaint leads to a formal finding of wrongdoing, a pattern of disputes warrants consideration. If you have experienced unexpected losses, it is important to review your portfolio and your advisor relationship.
Red Flags and Investigator Insights
- Multiple Client Complaints: Several disclosures related to sales practice violations are listed in public records.
- Broker-Dealer Transitions: Employment at more than one major firm may not be unusual, but requires careful consideration in context of complaints.
- Potential Loss to Investors: There are client disputes alleging financial harm due to alleged unsuitable recommendations and investment losses.
- Regulatory Oversight: FINRA and the SEC monitor, investigate, and report on broker conduct and compliance. Sessa’s history has drawn regulatory and investor scrutiny.
It’s critical to know what actions, communication, or investment decisions may have contributed to these disputes. Reviewing your account statements for unusual activity, high-risk securities, or unexplained losses may help determine whether you should act.
Broker-Dealer Overview: Western International Securities & LPL Financial
- Western International Securities Inc. and LPL Financial LLC are two national broker-dealers where Robert Sessa was previously registered.
- Both firms are regulated by FINRA and the SEC, who require them to supervise their representatives and ensure compliance with securities laws and regulations.
- These firms have an obligation to protect investors and oversee sales practices and recommendations made by their registered representatives.
While clients often rely on their financial professional’s guidance, broker-dealers are expected to actively supervise their advisors. If you believe your accounts weren’t handled according to these standards, your recovery options may extend beyond the individual advisor.
What Should Investors Do?
Here are key steps you can take if you feel uncomfortable about your investment experience or suspect you’ve suffered avoidable losses:
- Review all account documents, confirmations, and statements carefully for unfamiliar or high-risk investments.
- Note any unauthorized or higher-than-expected trading activity on your accounts.
- Document communications or advice that you believe may have contributed to your losses.
- Contact a trusted and experienced investment fraud lawyer about your situation.
Haselkorn & Thibaut has 50+ years collective experience, with a 98% success rate and millions recovered for investors nationwide. There are no fees unless there is a recovery for you. The firm is currently reviewing allegations and complaints tied to Robert Vincent Sessa and these major broker-dealers.
How Haselkorn & Thibaut Can Help
- Free & Confidential Consultations: Speak directly with a securities law attorney, not a call center.
- Comprehensive Case Reviews: Attorneys will analyze your investments, statements, and communication records for signs of misconduct or unauthorized risk.
- No Recovery, No Fee: You pay nothing unless the firm recovers compensation for you.
Your peace of mind matters. If you’re a former or current client of Robert Vincent Sessa at Western International Securities Inc. or LPL Financial LLC, call Haselkorn & Thibaut today at 1-888-885-7162 for a free, confidential review of your situation. Time to file a claim can be limited, so taking prompt action can help maximize your recovery potential.
Don’t leave your investments to chance—empower yourself with knowledge, and let experienced investment fraud lawyers guide you through your options.
