Last Updated: July 2025 — Sugar Land, Texas
Haselkorn & Thibaut, a national securities fraud law firm with a 98% success rate and over 50 years of experience representing investors, has launched an independent investigation into the professional history, client disclosures, and regulatory records of Sugar Land, TX financial advisor Fei Yi Wang (CRD #: 5899211). This research report provides investors with a comprehensive look at Fei Yi Wang’s employment history, regulatory background, complaint history, and what you should consider if you have concerns about accounts or investments managed by this advisor or their affiliated broker-dealers: Cetera Investment Advisers LLC and Cetera Investment Services LLC.
Who is Fei Yi Wang?
Table of Contents
| Name | Fei Yi Wang |
| CRD Number | 5899211 |
| Current Employers | Cetera Investment Advisers LLC Cetera Investment Services LLC |
| Location | Sugar Land, TX |
| Prior Employers | PNC Investments, PNC Managed Account Solutions Inc., BBVA Securities |
| Function | Stockbroker / Registered Investment Advisor |
Haselkorn & Thibaut Investigation
Given the importance of trust in financial advisory services, Haselkorn & Thibaut is actively investigating reports and public filings regarding Fei Yi Wang’s professional conduct, complaint history, and regulatory disclosures related to both Cetera Investment Advisers LLC and Cetera Investment Services LLC. This investigation aims to support investors who may have experienced losses, questionable investment recommendations, or have specific concerns about their accounts.
If you or someone you know invested with Fei Yi Wang and have questions about losses or suitability of recommendations, Haselkorn & Thibaut is currently offering complimentary, no-obligation consultations at 1-888-885-7162 .
Regulatory Background Check & Complaint History
Every licensed financial advisor and registered representative in the United States is assigned a Central Registration Depository (CRD) number. Utilizing resources such as FINRA BrokerCheck, Haselkorn & Thibaut has reviewed the publicly available regulatory and client report background for Fei Yi Wang (CRD #: 5899211).
| Type | Description | Status |
|---|---|---|
| Customer Complaints |
|
None reported |
| Lawsuits/Regulatory Investigations |
|
None reported |
| Employment Separations/Terminations |
|
None reported |
What Investors Should Watch For
Even in the absence of formal complaints, investors should always remain vigilant regarding the following potential red flags:
- Unsuitable investment recommendations, especially if your portfolio includes complex, illiquid, or high-commission products.
- Lack of communication or transparency regarding fees, commissions, or account statements.
- Promises of guaranteed returns or minimizing the risks associated with market-based products like mutual funds, annuities, or variable insurance products.
- Excessive trading (“churning”) designed to generate higher commissions rather than meet your goals.
- Failure to follow client instructions or account discrepancies that are not promptly resolved.
About Cetera Investment Advisers LLC & Cetera Investment Services LLC
Cetera Investment Advisers LLC and Cetera Investment Services LLC are well-known broker-dealer and RIA firms servicing clients throughout the United States. While both are subject to regulatory oversight by the SEC and FINRA, even reputable firms may employ individuals who do not always place client interests first. Investors should regularly review their monthly statements and confirm that all transactions are understood and authorized.
Why Contact Haselkorn & Thibaut?
- Over 50 years’ experience representing investors nationwide
- 98% success rate in recovering investment losses
- No recovery, no fee policy
- Millions recovered for investors who suffered losses due to unsuitable recommendations, broker misconduct, or firm negligence
If you have questions about your account’s performance, investment recommendations, or feel your interests were not placed first, it is in your best interest to seek a confidential, free legal consultation.
Next Steps—Free Consultation for Concerned Investors
No public regulatory events, client complaints, or lawsuits have been reported against Fei Yi Wang as of July 2025. However, potential issues may not always result in public disclosures. If you are an investor with concerns, time may be limited to pursue recovery.
Contact Haselkorn & Thibaut for a no-cost, confidential case review at 1-888-885-7162 . There is absolutely no obligation and your consultation will help you discover if you may have a claim for recovery and what options exist to protect your interests.
Your peace of mind matters. Whether you have invested with Fei Yi Wang or through Cetera Investment Advisers LLC or Cetera Investment Services LLC, our team is ready to answer your questions and help you take the next step toward financial recovery if needed.
