2023

It’s a serious matter, folks. A customer dispute is currently pending against Jason Stephens of UBS Financial Services Inc. (CRD 8174). The claimants allege that there was unsuitability regarding the recommendation to participate in long-term bond investments. This dispute, which spans from 2020 to 2023, involves a hefty sum of $80,000. Now, if that doesn’t […]

Well, folks, the financial world is buzzing yet again with another allegation that’s no small potatoes. The claimant alleges that the recommendation of a particular investment product was not in line with their needs and objectives. To add fuel to the fire, they also claim that they weren’t given the full disclosure about the investment

It’s no small matter when allegations of financial misconduct are on the table. In this case, we’re dealing with a pending customer dispute, one that has sparked a thorough investigation by the law firm of Haselkorn & Thibaut. The allegations? A client alleges that his Financial Advisor, Raymond Samuels affiliated with UBS Financial Services Inc.

It’s time to face the music. The financial world is abuzz with a serious allegation, and it’s not one to be taken lightly. The complaint, currently pending, alleges that certain instructions were not followed and unauthorized withdrawals were made from an annuity prior to 2010. The amount in question? A staggering $5,000. The man at

Investment disputes can be a real headache, but when it comes to the recent allegations against Luke Johnson of COASTAL EQUITIES, INC. and PRIME CAPITAL INVESTMENT ADVISORS, LLC, the situation takes a serious turn. The allegations are not to be taken lightly, as customers claim unsuitable investments were made on their behalf, totaling a staggering