Investment Fraud Lawyers

Haselkorn & Thibaut has opened an investigation into former Alexandria, Virginia financial advisor Simon Joseph (CRD# 5602157) following recent regulatory sanctions and multiple investor complaints. If you’ve worked with Mr. Joseph during his time at LPL Financial or any of his previous firms, understanding the details of these issues could be important for protecting your […]

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into former Merrill Lynch financial advisor Aubrey W. Lee Jr. (CRD# 1685532) following his departure from the firm in October 2024. With over three decades of experience in the financial services industry, Lee’s recent exit from Merrill Lynch raises important questions for

Haselkorn & Thibaut has opened an investigation into Wells Fargo Advisors broker Michael Jacob Montano, following concerning patterns in his regulatory history. If you’ve worked with Mr. Montano in Las Cruces or Deming, New Mexico, this report contains important information about his professional background and regulatory disclosures that may affect your investments. Understanding Michael Montano’s

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into financial advisor James Thaddeus Walesa (CRD# 1061209) following multiple investor complaints and regulatory concerns. The firm is examining allegations of unsuitable investment recommendations and potential conflicts of interest involving the former Park Ridge, Illinois advisor who was most recently registered with