Investment Fraud Lawyers

Raymond James & Associates, Inc. financial advisor Ira Bauman (CRD #1079115) is currently facing a pending customer dispute, according to his BrokerCheck report. The allegation, filed on January 19, 2024, claims that Bauman failed to follow the client’s instructions to reinvest dividends from specified securities. The damage amount requested has not been disclosed, and the […]

Haselkorn & Thibaut (investmentfraudlawyers.com) has opened an investigation into Michael A. Battalini, a former financial advisor who worked at World Capital Brokerage, Inc. in Sewickley, Pennsylvania. If you invested with Mr. Battalini or World Capital Brokerage and experienced losses, you may have options for recovery. Understanding Michael Battalini’s Background Michael Adam Battalini (CRD #3204878) is

Haselkorn & Thibaut has opened an investigation into Kansas City financial advisor Jared Gudenkauf and his conduct while representing clients at Merrill Lynch. This investigation comes in response to a significant investor complaint alleging damages of $1 million related to pension liquidation services. Understanding the Complaint Against Jared Gudenkauf According to Financial Industry Regulatory Authority

Michael Madden, a financial advisor associated with Raymond James & Associates, Inc., is currently facing a pending customer dispute, as reported on his FINRA BrokerCheck record. The claimant alleges that Madden failed to follow her instructions to re-invest dividends from specified securities, which has led to the filing of a complaint with FINRA. The details

Haselkorn & Thibaut, a national investment fraud law firm with over 50 years of experience, has opened an investigation into Raymond James & Associates financial advisor Janet Franco Gordon (CRD# 1114409) based in Coral Gables, Florida. If you’ve invested with Ms. Gordon and experienced losses or have concerns about your account management, this information may