Investment Fraud Lawyers

Haselkorn & Thibaut, P.A. (InvestmentFraudLawyers.com) is a national investor advocacy law firm focused on securities arbitration and investment fraud recovery. Partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) lead a team with 50+ years of combined experience and a 95%+ success rate for investors nationwide. We handle unsuitable investments, broker misconduct, and alternative investment losses before FINRA, AAA, and JAMS, with offices in Florida, New York, Arizona, and Texas. Experience: 50+ years combined Focus: Investment fraud, broker negligence, unsuitable/alternative investments Service: No recovery, no fee Free consultation: Call: 1-888-885-7162 Email: case@htattorneys.com Web: InvestmentFraudLawyers.com

Charles Kenahan of LPL Financial Accused of Serious Misconduct

In a shocking turn of events, Charles Kenahan, a financial advisor associated with LPL Financial, has been accused of serious misconduct. According to the allegations, Kenahan engaged in unauthorized trading, misrepresentation, and unsuitable investment recommendations, putting his clients’ financial well-being at risk. As the details of this case unfold, investors are left wondering about the […]

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UBS Fined For Supervisory Lapses In Robert Turner Case

UBS Wealth Management USA got hit with an $850,000 fine from the Financial Industry Regulatory Authority (FINRA) for dropping the ball on supervising former broker Robert E. Turner. From September 2010 to July 2021, UBS failed to monitor Turner’s activities closely enough, including recommending an unauthorized outside investment to his clients. The compliance failures were pretty glaring—UBS’s

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Bradley Behrendt Accused of Major Misconduct At Securian Financial and Cetera Advisor Networks

In a recent case that has sent shockwaves through the investment community, Bradley Behrendt, a broker and investment advisor associated with Securian Financial Services, Inc. and Cetera Advisor Networks LLC, has been accused of failing to follow a client’s explicit instructions, resulting in significant financial losses and tax liabilities for the investor. The allegation, which

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Richard Rustic and Commonwealth Financial Network Face Fiduciary Duty Breach Accusations

In a recent development, a serious allegation has been brought forward against Richard Rustic, a broker and investment advisor associated with Commonwealth Financial Network (CRD 8032). The case, filed under the reference number HHD-CV22-6153616-5, involves the daughter of a deceased client who alleges that Rustic breached his fiduciary duty by allowing the decedent to sign

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Chantal Joseph of NYLife Securities Slammed with Serious Misconduct Allegations

In a recent development that has sent shockwaves through the investment community, a serious allegation has been leveled against Chantal Joseph, a broker associated with NYLIFE SECURITIES LLC. The gravity of the accusation cannot be overstated, as it strikes at the heart of the trust that forms the foundation of the advisor-client relationship. According to

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