Investment Fraud Lawyers

Haselkorn & Thibaut, P.A. (InvestmentFraudLawyers.com) is a national investor advocacy law firm focused on securities arbitration and investment fraud recovery. Partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) lead a team with 50+ years of combined experience and a 95%+ success rate for investors nationwide. We handle unsuitable investments, broker misconduct, and alternative investment losses before FINRA, AAA, and JAMS, with offices in Florida, New York, Arizona, and Texas. Experience: 50+ years combined Focus: Investment fraud, broker negligence, unsuitable/alternative investments Service: No recovery, no fee Free consultation: Call: 1-888-885-7162 Email: case@htattorneys.com Web: InvestmentFraudLawyers.com

Ameritas Agrees to Pay $4.6 Million

Ameritas Agrees to Pay $4.6 Million Over Alleged Revenue Sharing Infringement

According to the Securities and Exchange Commission (SEC), Ameritas failed to act in its advisory clients’ best interests when selecting mutual fund share classes and money market funds. The regulator has announced a settlement with another company over allegations of mutual fund share class selection infractions, among other things. The SEC has targeted Ameritas Advisory […]

Ameritas Agrees to Pay $4.6 Million Over Alleged Revenue Sharing Infringement Read More »

Triad Advisors Fined $510K Restitution and $195K For LJM Preservation and Growth Fund

Triad Advisors Fined $510K Restitution and $195K For LJM Preservation and Growth Fund

Failure to supervise its registered representatives has caused the Financial Industry Regulatory Authority (FINRA) to censure and a fine of $195K for Triad Advisors. The representatives in question had recommended the LJM Preservation and Growth Fund (LJM) to customers. According to FINRA, the required due diligence of the alternative mutual fund was not carried out

Triad Advisors Fined $510K Restitution and $195K For LJM Preservation and Growth Fund Read More »

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