Investing can be a complex endeavor, particularly when you’re not sure if your broker is playing by the rules. Imagine having unauthorized trades made in your investment account without your knowledge – a frightening thought, right? This blog post unpacks the concept of unauthorized trading, shedding light on its various types, consequences, and how to […]
Understanding Unauthorized Trading: What You Need to Know Read More »
Investing can be thrilling, but what happens when disputes arise with your brokerage firm or broker-dealer? Securities arbitration is an efficient way to resolve such issues, serving as an alternative to going to court. Haselkorn & Thibaut specialize in fighting for investors. Our team of experienced FINRA arbitration lawyers has over 95 years of experience.
Don’t Let Wall Street Walk Away with Your Money! Fight Back with Securities Arbitration Read More »
Murat Kartal, a broker with Spartan Capital Securities, has recently been suspended by the Financial Industry Regulatory Authority (FINRA) for engaging in excessive trading. This FINRA decision comes from Kartal allegedly trading a senior customer’s account in violation of FINRA Rules 2111 and 2010. If you are one of the investors who suffered losses with
Spartan Capital Broker Suspended for Excessive Trading; Investors Seek Compensation Read More »
Are you curious if LPL Financial is a good company because it was recently fined $3 million by FINRA? This Fortune 500 firm, boasting over $1 trillion in both investment advisory services and brokerage client assets, has been facing some headwinds lately. Haselkorn & Thibaut (InvestmentFraudLawyers.com) is currently investigating LPL Financial Holdings and Financial advisors.
LPL Financial Fined $3 Million By FINRA. Is LPL Financial in trouble? Read More »
Investing can be incredibly lucrative, but it’s coupled with a plethora of risks concerning loss and unexpected mishaps. For numerous reasons, David Lerner Associates (DL) has been spotlighted with various investigations and some serious allegations. But why have they gained such negative attention in recent times? Our firm currently represents investors that have filed FINRA claims
David Lerner Associates Investor Recovery Options Read More »