Investment Fraud Lawyers

Haselkorn & Thibaut, P.A. (InvestmentFraudLawyers.com) is a national investor advocacy law firm focused on securities arbitration and investment fraud recovery. Partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) lead a team with 50+ years of combined experience and a 95%+ success rate for investors nationwide. We handle unsuitable investments, broker misconduct, and alternative investment losses before FINRA, AAA, and JAMS, with offices in Florida, New York, Arizona, and Texas. Experience: 50+ years combined Focus: Investment fraud, broker negligence, unsuitable/alternative investments Service: No recovery, no fee Free consultation: Call: 1-888-885-7162 Email: case@htattorneys.com Web: InvestmentFraudLawyers.com

Financial Advisor Lost My Money

Law Firm Investigates Earl Newsome of LPL Financial Over Investor Complaints

Haselkorn & Thibaut Launches Investigation into Earl Newsome – LPL Financial Advisor, Spring, Texas Haselkorn & Thibaut, a national securities fraud law firm with over 50 years of experience, a 98% success rate, and millions recovered for clients, has opened an independent investigation into investor complaints involving Earl Newsome (CRD# 2436856), currently registered with LPL […]

Law Firm Investigates Earl Newsome of LPL Financial Over Investor Complaints Read More »

Carl Zeidler Of Hornor Townsend & Kent Faces Allegations Of Unsuitable Annuity Sales And Disclosure Failures

Carl Zeidler, a former broker with Hornor, Townsend & Kent, Inc. (CRD 4031), is facing allegations of unsuitable annuity product sales and failure to disclose crucial information to clients. According to the pending customer dispute filed on January 3, 2024, Zeidler allegedly presented an annuity product without offering alternative options and failed to explain the

Carl Zeidler Of Hornor Townsend & Kent Faces Allegations Of Unsuitable Annuity Sales And Disclosure Failures Read More »

Financial Advisor Lost My Money

Law Firm Investigates Joseph Frederick Eschleman of Purshe Kaplan Sterling Investments

Joseph Frederick Eschleman: Investigation Underway by Haselkorn & Thibaut Haselkorn & Thibaut (investmentfraudlawyers.com), a national law firm focused on securities fraud recovery, has launched an investigation into Joseph Frederick Eschleman (CRD #3237843), a Sacramento, CA-based financial advisor affiliated with Purshe Kaplan Sterling Investments and Towerpoint Wealth, LLC. Our goal in this report is to provide

Law Firm Investigates Joseph Frederick Eschleman of Purshe Kaplan Sterling Investments Read More »

FINRA fines Independent Financial Group $100,000 — a detailed look for investors and advisors

FINRA recently sanctioned Independent Financial Group LLC (IFG) with a $100,000 fine and a censure after finding the firm allowed a suspended registered representative to continue conducting activity from April through November 2022. IFG agreed to the settlement without admitting or denying the findings and waived any defense based on inability to pay. Below is

FINRA fines Independent Financial Group $100,000 — a detailed look for investors and advisors Read More »

Jerry Kiefer of Equitable Advisors Faces Allegations of Investment Misrepresentation and Firm Oversight Concerns

Jerry Kiefer, a broker and investment advisor associated with Equitable Advisors, LLC (CRD 6627), is facing allegations of misrepresenting investments to a customer. The customer dispute, which was denied by the firm, occurred on January 3, 2024, according to the advisor’s FINRA BrokerCheck report. The complaint alleges that Kiefer misrepresented the customer’s investments, potentially leading

Jerry Kiefer of Equitable Advisors Faces Allegations of Investment Misrepresentation and Firm Oversight Concerns Read More »

Scroll to Top