Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Financial Advisor Lost My Money

Haselkorn & Thibaut Opens Investigation Into Phillip Falk of Emerson Equity LLC

Haselkorn & Thibaut, a leading national securities fraud law firm, has opened an investigation into Phillip Falk, a financial advisor based in McKinney, TX, currently registered with Emerson Equity LLC. If you are an investor who has worked with Phillip Falk, this report provides critical information regarding his professional background, complaint history, and what steps […]

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Investigation Launched into Jamie Theresa Nowakowski of Equitable Advisors LLC

Haselkorn & Thibaut has opened an investigation into Jamie Theresa Nowakowski, formerly of Equitable Advisors, LLC in Venice, Florida. If you are, or have been, a client of Jamie Theresa Nowakowski (CRD# 4472043), it’s crucial to review your accounts and be fully informed of your rights as an investor. With a decades-long history and specialized

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Osaic Institutions To Pay $650K For AML Failures After FINRA Action

Anti-money laundering (AML) compliance represents a critical regulatory framework that financial institutions must maintain to detect and prevent illicit financial activities. Osaic Institutions To Pay $650K For AML Failures demonstrates how regulatory authorities actively monitor and penalize firms that fall short of these essential standards. The Financial Industry Regulatory Authority (FINRA) imposed this substantial penalty

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