Financial Advisor Fraud

Financial Advisor Lost My Money

Brett Frum KCD Financial Under Investigation for Alleged Unsuitable Private Placements

Haselkorn & Thibaut has launched an investigation into Brett Frum (CRD#: 2175253), a financial advisor based in Tarpon Springs, Florida and registered with KCD Financial. If you have invested with Brett Frum or KCD Financial and are concerned about your investment outcomes, this comprehensive research report provides key insights to help assess your situation and […]

Brett Frum KCD Financial Under Investigation for Alleged Unsuitable Private Placements Read More »

Financial Advisor Lost My Money

JP Morgan Securities Advisor Christina Lee Under Investigation Over $90 Million Complaint

Haselkorn & Thibaut has initiated an independent investigation into Christina Lee (CRD# 7318401), a financial advisor based in San Francisco, California, currently registered with JP Morgan Securities. Investors seeking up-to-date and impartial guidance regarding recent investor complaints or questions about the advisor are encouraged to contact Haselkorn & Thibaut at 1-888-885-7162 for a complimentary consultation.

JP Morgan Securities Advisor Christina Lee Under Investigation Over $90 Million Complaint Read More »

Financial Advisor Lost My Money

Richard Huppert Under Investigation at Cetera Wealth Services Following $4.7M Complaint

Haselkorn & Thibaut has opened an investigation into Richard Huppert (CRD# 2375483), a financial advisor based in Brooklyn, NY, and currently registered with Cetera Wealth Services. Our experienced legal team is committed to supporting investors and ensuring transparency when it comes to their advisors. Below, we dive into Richard Huppert’s professional background, disclose all known

Richard Huppert Under Investigation at Cetera Wealth Services Following $4.7M Complaint Read More »

Financial Advisor Lost My Money

Mood ElAwadi at Wells Fargo Advisors Faces $1.5M Investor Complaint

Haselkorn & Thibaut has initiated an investigation into Mood ElAwadi, a financial advisor based in Orlando, Florida, currently registered with Wells Fargo Advisors and Wells Fargo Clearing Services. This report is designed to provide investors with an in-depth overview of Mood ElAwadi’s regulatory history, the nature of recent investor complaints, and guidance if you are

Mood ElAwadi at Wells Fargo Advisors Faces $1.5M Investor Complaint Read More »

Scroll to Top