Financial Advisor Fraud

Financial Advisor Lost My Money

Hector Alberto Mena of Cetera Wealth Services Faces Investor Dispute Review

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, is actively investigating Hector Alberto Mena (CRD 5400535), a securities advisor based in Hypoluxo, FL, currently registered with Cetera Wealth Services, LLC. If you have invested with Mr. Mena or believe you may have suffered losses under his guidance, we strongly encourage you to contact our […]

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Financial Advisor Lost My Money

Investigation Launched Into Merrill Lynch Broker Lino J. Gutierrez Over Client Complaints

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers has initiated a dedicated investigation into Lino J. Gutierrez, a former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker based in Stuart, FL (CRD 5527598). Investors who held accounts with Mr. Gutierrez or relied on his financial advice have substantial reason to closely examine their portfolios

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Financial Advisor Lost My Money

Morgan Stanley Advisor Kevin Christopher Forrest Faces $2M FINRA Arbitration Claim

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an active investigation into Kevin Christopher Forrest (CRD #5873266), a financial advisor registered with Morgan Stanley in Miami, Florida. If you have concerns about your investment account, suffered losses, or suspect unsuitability by this broker, we urge you to review the following findings and

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Financial Advisor Lost My Money

Gayle Hawkins of LPL Enterprise Faces Investor Complaint Review in Paramus

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an independent investigation into Gayle Hawkins (CRD# 6150475), a financial advisor currently registered with LPL Enterprise in Paramus, New Jersey. Our firm’s mission is to provide clarity, support, and vigorous advocacy for investors who have concerns about their financial advisor’s conduct or compliance with

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Financial Advisor Lost My Money

Adam Rosenthal (CRD# 2277291) New York City UBS Financial Services Complaint & Investigation

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has officially opened an investigation into Adam Rosenthal (CRD# 2277291), a New York City-based financial advisor currently registered with Type Date Filed Status Summary of Allegation Claimed Damages Customer Complaint April 2026 Pending Unauthorized and illegal wire transfers sent to advisor's ex-wife; alleged lack of customer

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