Financial Advisor Fraud

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into Andy Martz (CRD# 5118326), a financial advisor based in Southlake, Texas, currently registered with LPL Financial and doing business as WIS Advisors. Our firm’s investigation focuses on potential red flags, past customer complaints, and regulatory matters related to Mr. Martz’s […]

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an independent investigation into the conduct of Andrew Martz (CRD 5118326), a registered financial advisor based in Southlake, TX, and currently employed by LPL Financial LLC. If you or a loved one invested with Andrew Martz and experienced losses, you may be entitled to

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into Andrew Spaventa (CRD# 6175466), a broker and investment adviser currently registered with TSG Capital Advisors and TSG Alpha Partners in Ronkonkoma, New York. Our attorneys are taking this step in response to regulatory disclosures, a pending SEC investigation, and a

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a comprehensive investigation into the conduct of Bradley Heppner, former chairman and CEO of GWG Holdings, Inc., a Dallas, Texas-based Nasdaq-listed company. Our attorneys are focusing on Heppner’s actionable red flags, investor complaints, and the implications for GWG L Bond investors Nationwide. If you

A Manhattan federal jury has convicted Bradley Heppner, the former chairman of GWG Holdings Inc. and Beneficient, on all four criminal counts — closing the chapter on a fraud scheme that left thousands of retail investors holding more than $1 billion in worthless bonds. Heppner, 60, was found guilty of securities fraud, wire fraud, conspiracy