Financial Advisor Fraud

Haselkorn & Thibaut has opened an investigation into Lyhen Fiallo, a former financial advisor most recently registered with Primerica (PFS Investments) in Hialeah, Florida. If you invested with Lyhen Fiallo or have questions about your investment accounts, this research report is designed to keep you informed and empowered. As a national securities fraud law firm […]

Haselkorn & Thibaut has recently opened an investigation into Thomas Prentice (CRD# 874774), a financial advisor based in Palm Desert, California with RBC Capital Markets. If you are an investor seeking to understand Mr. Prentice’s professional background, as well as any red flags or pending investor complaints, this report is designed to help you make

Haselkorn & Thibaut has opened an investigation into former financial advisor James A Chin Sr. (CRD# 1735239), who worked at UBS Financial Services Inc. in White Plains, NY. If you invested with James A Chin Sr., or have concerns about your accounts during his tenure, this research-based report provides factual details about his background, complaints,

Haselkorn & Thibaut, a nationally recognized investment fraud law firm, has opened an independent investigation into Kent Engelke (CRD# 1421164), a financial advisor based in Glen Allen, Virginia, affiliated with Capitol Securities Management. If you are considering investing with Mr. Engelke, or are a current or past client, it is essential to have a thorough