Financial Advisor Fraud

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers has formally opened an investigation into David John Abercrombie (CRD #1942944), a financial advisor registered with LPL Financial LLC in Florida. If you are an investor concerned about annuity recommendations or any investment advice you received from this advisor, read on for critical information, your rights, […]

Haselkorn & Thibaut, P.A., operating as InvestmentFraudLawyers.com, has officially opened an investigation into David Nathan Cohen (CRD #5083883), a former Cetera Investment Services LLC broker in Yonkers, New York. As part of our commitment to investors, our attorneys are delving deeply into regulatory actions, customer complaints, and other public records relating to Cohen’s professional history

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened a formal investigation into David George Joyce (CRD #2665998), a former registered broker associated with Carnes Capital Corporation in Naples, Florida. Our firm frequently investigates financial advisors whose records indicate regulatory or disciplinary concerns, particularly those involving violations of investor trust, industry transparency, or

FINRA, SEC, and FinCEN jointly fined UBS $125 million for failing to detect suspicious money movement in customer accounts—the second AML enforcement action against UBS in seven years. Investors may have recovery claims.

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has formally opened an investigation into David Brian Salisbury (CRD #4047174), a broker currently registered with LPL Enterprise, LLC. Investors deserve full transparency from financial advisors, and as former Wall Street defense attorneys, we leverage years of insider knowledge to independently assess allegations of misconduct, suitability