Financial Advisor Fraud

Financial Advisor Lost My Money

Jeffrey Thomas Higgins of Western International Securities Under FINRA Investigation

Haselkorn & Thibaut has opened an investigation into Jeffrey Thomas Higgins, a former financial advisor based in Baker City, Oregon, affiliated with Western International Securities, Inc. If you are a current or former client, understanding the full scope of regulatory actions and customer complaints associated with Mr. Higgins is crucial to protecting your interests and […]

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Financial Advisor Lost My Money

Anthony Sica of Joseph Gunnar Under Investigation Following Compliance and Disclosure Concerns

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an active investigation into Anthony Sica (CRD# 1332626) of Joseph Gunnar & Co. LLC following investor complaints, regulatory disclosures, and recent termination for compliance failures in New York, NY. If you suffered losses dealing with Anthony Sica or suspect misconduct, our attorneys are here

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Financial Advisor Lost My Money

Investigation Opened Into Advisor Richard Raymond Brown of Arete Wealth Advisors and Management

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has formally opened an investigation into Richard Raymond Brown (CRD #2541545), a financial advisor based in Valley Village, CA, currently registered with Arete Wealth Advisors, LLC and Arete Wealth Management, LLC. If you entrusted him with your investments and suffered losses, it is vital to understand

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Financial Advisor Lost My Money

Michael Wagner Investigation Focuses on Morgan Stanley Options Trading Complaints

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a focused investigation regarding Michael Wagner (CRD# 4465334), an investment advisor and broker registered with Morgan Stanley in Atlanta, Georgia. Our attorneys are dedicated to uncovering the full scope of investor complaints and red flags associated with Mr. Wagner’s advisory activities. We encourage any

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Financial Advisor Lost My Money

Matt Greene of LPL Financial Faces Investor Complaint Over Risk Disclosure

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated a formal investigation into Matt Greene (CRD# 3175382), a Covington, Louisiana-based financial advisor associated with LPL Financial and Pelican Advisory. This action underscores our steadfast commitment to helping investors identify signs of potential misconduct and pursue the recovery of losses arising from investment-related wrongdoing.

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