Financial Advisor Fraud

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched an independent investigation into Trang Thu Ta (CRD #6043212), a financial advisor previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, following a recent employment separation. If you are a current or former investor with Trang Thu Ta in California or elsewhere, please […]

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened a focused investigation into Tony Barouti (CRD #3031995), a registered representative of Emerson Equity LLC, based on recent regulatory developments and a substantial volume of investor complaints. Our firm’s commitment is client recovery: our attorneys draw on 95+ years of combined securities law experience

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has officially opened an investigation into Todd Mitchell Cohen (CRD #2918824), a registered financial advisor with Aegis Capital Corp. in Suffolk County, New York. If you invested with Todd Cohen or Aegis Capital Corp. and have questions about your portfolio or concerns about potential investment losses,

Priority Income Fund’s NAV has reportedly dropped to $3.15 and repurchase proration to 15%. Investors may have FINRA arbitration claims against selling broker-dealers.

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an investigation into Peter James Roberts (CRD #6982848), currently a registered representative with WealthForge Securities, LLC. Our experienced attorneys have reviewed recent public records, including FINRA’s BrokerCheck, to provide clarity for investors concerned about private placement offerings, customer allegations, and regulatory compliance. If you