Financial Advisor Fraud

Investment fraud is a serious matter that can result in devastating financial losses for investors. The law firm of Haselkorn & Thibaut is currently investigating a case involving Christiana Webb, a broker and investment advisor at Morgan Stanley Smith Barney (Morgan Stanley CRD 149777). The case is pending and revolves around a customer dispute filed […]

Financial advisory malpractice is a serious issue that can inflict significant financial harm on investors. One such case under investigation involves Robert Starnes, a former representative of SA Stone Wealth Management Inc. The allegation against Starnes is that he took $35,000 from a client for investments that were never made. This is a grave allegation

The seriousness of any allegation cannot be understated. This is particularly true when it comes to the financial industry, where trust and transparency are paramount. Today, we’ll be discussing a case that involves Robert Rumley, a broker and investment advisor currently affiliated with William Blair (CRD 1252), and previously with Morgan Stanley Smith Barney. The

The seriousness of financial misconduct allegations cannot be understated. Recently, a financial advisor named Christopher Kirkland, currently affiliated with Avantax Investment Services, Inc., has come under scrutiny. According to the Financial Industry Regulatory Authority (FINRA) BrokerCheck, Kirkland has a pending customer dispute lodged against him, dated 8/31/2023. The customers allege that the investments they purchased