Financial Advisor Fraud

NYLife Advisor Jeff Anderson Barred

NYLife Advisor Jeff Anderson Barred after Allegations of Stealing from Elderly Client

NYLife Financial advisor Jeffrey Scott Anderson (CRD # 5993214) of Bloomington, IL, has been barred by the Financial Industry Regulatory Authority (FINRA) on the 2nd of August. The barring follows allegations of theft of $26,600 from an elderly customer of NY Life. According to the information made available by FINRA, and publicly accessible, Anderson appears […]

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SagePoint Financial Complaints: Grant Christopher Birkley

SagePoint Financial Complaints: Grant Christopher Birkley

SagePoint Financial fired its stockbroker Grant Christopher Birkley last August when he admitted to acting without the approval of the broker-dealer and making referrals to an external manager. This admission is tantamount to Birkley’s “selling away.” SagePoint Financial Background Sagepoint Financial was established in 1970 as a Broker-dealer engaged in stock sale. In 2005 the

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SEC Alleges John Woods (Southport Capital) Ran "Horizon Private Equity" As A Massive Ponzi Scheme

SEC Alleges John Woods (Southport Capital) Ran “Horizon Private Equity” As A Massive Ponzi Scheme

The Securities Exchange Commission (SEC) claims Horizon Private Equity, III, is a “massive Ponzi scheme” and that investors owe $110M principal as of July 2021. John J. Woods. Woods worked at Southport Capital which is a d/b/a for Livingston Group Asset Management Company.  It is estimated that over 400 investors have lost money. If you or someone you know invested with John

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