Financial Advisor Fraud

Sue Financial Advisor, Investment Fraud Lawyers

Investigation Into Robert Anderson and Raymond James by Haselkorn and Thibaut

Allegations Against Financial Advisor and Company The seriousness of the allegations currently pending against Financial Advisor Robert Anderson and Raymond James Financial Services, Inc. cannot be overstated. The allegations, made by the current trustee for a former trust client, revolve around several key issues: The allegations are currently under investigation by Haselkorn & Thibaut, a […]

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Sue Financial Advisor, Investment Fraud Lawyers

Investigation into Jerome Kusey and the O.N. Equity Sales Company by Haselkorn & Thibaut

Investors are currently grappling with an unsettling situation involving a financial advisor, Jerome Kusey, and a company, The O.N. Equity Sales Company. The allegation stems from an unintentional exchange from Equitable VA to the NSS Certificate. The customer alleges that she is due damages related to this exchange, which was a result of the advisor’s

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Sue Financial Advisor, Investment Fraud Lawyers

Investigation into Robeson Hilton’s Practice at Equitable Advisors, LLC

Understanding the Seriousness of the Allegation The allegation at hand is a matter of grave concern. A customer has lodged a complaint, claiming that the product sold to her by the registered representative (RR), Robeson Hilton, of EQUITABLE ADVISORS, LLC, was not suitable for her needs. The product in question is a variable annuity, a

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Sue Financial Advisor, Investment Fraud Lawyers

Investigation into Alfred Bozzo’s Excessive Trading at Morgan Stanley Smith Barney

Investors often face challenges when dealing with financial institutions and brokers. A recent case involving allegations against Alfred Bozzo from Morgan Stanley Smith Barney highlights these challenges. The claimants in the case alleged excessive trading with respect to investments from 2021 to 2023. These allegations were asserted in a counterclaim after a FINRA arbitration panel

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Investigation into Scott Rosenberg and UBS Financial Services Misrepresentation Claims

Investment disputes can be complex, often involving intricate financial maneuvers and legal jargon that can be difficult for the average investor to comprehend fully. One such dispute that has surfaced recently involves allegations of unsuitability and misrepresentation directed at Scott Rosenberg, a broker with UBS Financial Services Inc. These allegations, which pertain to an options

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