Haselkorn & Thibaut, a national law firm dedicated to protecting investors, has opened an independent investigation into Nicholas Manolakis (CRD #6982544), a financial advisor registered with MML Investors Services. Our goal is to help current and former clients, as well as other concerned investors, better understand the regulatory history and risk profile of this advisor, including any disclosed complaints or red flags. If you or a loved one has questions about working with Nicholas Manolakis, you may benefit from a free, confidential consultation to evaluate your options.
Who is Nicholas Manolakis of MML Investors Services?
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Nicholas Manolakis is a registered broker and investment advisor with MML Investors Services. According to regulatory filings, Manolakis is registered to offer both securities and advisory services. His unique identifier, known as a CRD number, is 6982544. This record is maintained by state, federal, and industry regulators to help investors review the background and track record of financial professionals.
Investors can verify Nicholas Manolakis’s registration and standing by visiting FINRA BrokerCheck, an official tool for researching financial advisors and broker-dealers nationwide.
Summary of Events and Disclosures
Public regulatory records indicate that Nicholas Manolakis currently has 1 event disclosed on his professional record. This event is classified as a customer complaint. The presence of any disclosure is a signal for investors to review the underlying circumstances and consider their own experiences in context.
| Type of Event | Count | Details / Notes |
|---|---|---|
| Customer Complaint(s) | 1 | Specifics in section below |
| Regulatory/Disciplinary Actions | 0 | No actions reported |
| Other Events (e.g., Terminations, Judgments) | 0 | No additional disclosures |
Complete List of Complaints Against Nicholas Manolakis
A careful review of all publicly available records reveals one customer complaint on the regulatory file for Nicholas Manolakis:
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Date Filed: [Specific date, if available]
Allegation: [Details regarding the nature of the complaint, e.g., allegations about misrepresentation, suitability, or unauthorized trading. If specifics not given, clarify as “Allegation details not publicly available.”]
Status: [Open, Denied, Settled, or Closed]
Resolution/Outcome: [Summary of how the complaint was resolved, if provided. For example, “Complaint was denied by the firm,” or “No damages awarded.” If not available, state “Resolution not publicly disclosed.”]
*Public records and the risk evaluation presented here reflect only those matters disclosed as of the report date. If you seek updates or have additional information, a review with legal counsel is strongly recommended.
What Does a “Yellow Risk Level” Mean for Investors?
Based on regulatory analysis, Nicholas Manolakis is designated as presenting a YELLOW risk level. This means there is potential negative data—such as customer complaints or disclosures—that should prompt further questions before you continue or initiate a relationship with this advisor.
What should investors do in light of this? Consider taking the following steps:
- Ask Specific Questions about the nature, date, and outcome of the complaint(s).
- Request Written Explanations for any complaint or disclosure on the record before proceeding with financial transactions.
- Discuss Your Concerns with an experienced investment fraud attorney before making decisions, especially if your accounts suffered unexpected losses or you feel uncertain about past advice.
Why Consider Haselkorn & Thibaut?
Haselkorn & Thibaut (investmentfraudlawyers.com) is a national law firm focused exclusively on helping investors recover losses due to brokerage firm or financial advisor misconduct, including unsuitable investments or negligent advice. With over 50 years of combined legal experience, a remarkable 98% success rate, and millions recovered for clients, the firm stands ready to evaluate your situation at no cost. If there is no recovery, there is no fee.
Choosing to consult with Haselkorn & Thibaut empowers you with:
- Independent legal review of your accounts, claims, and advisor recommendations
- Direct access to attorneys with specialized experience in securities arbitration and investor fraud cases
- Confidential, obligation-free case evaluations
Next Steps: Protect Your Investments
If you believe you may have suffered investment losses or have concerns regarding the conduct of Nicholas Manolakis of MML Investors Services, it is in your best interest to understand the full scope of your options. Even one complaint may be significant, especially if it relates to activities that may affect others, such as suitability violations or misrepresentation.
It costs nothing to have your case reviewed by an attorney who focuses on investor protection. Haselkorn & Thibaut encourages you to reach out for peace of mind—and potentially to recover losses that were not your fault.
Call Haselkorn & Thibaut today: 1-888-994-8066
- No recovery, no fee
- National representation, local experience
- Private and confidential consultations
