Investment fraud is far too common as many investors blame themselves for losses and don’t know they can recover their investment losses.
Valentine’s Day 2022, whatever else it may have brought, did bring to shareholders of GWG Holdings (GWG) a letter from the company disclosing its default on payments of $3.25 million in principal and $10.35 million in interest payments to investors of L Bonds. This information was shared by GWG after they had exhausted the 30-day […]
GWG Holdings Defaults on L Bonds | GWG Investment Loss Recovery Read More »
As per the settlement letter recently finalized, Lynn Faust, a top South Carolina-based broker of Raymond James & Associates has been barred by the Financial Industry Regulatory Authority (FINRA) for three months, in addition to a fine of $5,000 being levied. The broker in question is Lynn Faust who attracted the censure for unsuitable Unit
Lynn Faust Raymond James Financial Advisor Barred! Read More »
Failure to supervise its registered representatives has caused the Financial Industry Regulatory Authority (FINRA) to censure and a fine of $195K for Triad Advisors. The representatives in question had recommended the LJM Preservation and Growth Fund (LJM) to customers. According to FINRA, the required due diligence of the alternative mutual fund was not carried out
Triad Advisors Fined $510K Restitution and $195K For LJM Preservation and Growth Fund Read More »
Strategic Realty Trust investors are very upset after finding out that the REIT has suspended its dividend. Per filings available with the Securities Exchange Commission (SEC), Strategic Realty Trust, a non-traded real estate investment trust (REIT), earlier known by the name of TNP Strategic Retail Trust, suspended its Amended and Restated Share Redemption Program (the
Strategic Realty Trust REIT Suspends Dividends! Read More »
Wealthy individuals wage a constant battle to reduce their burden of income tax. Private placements of syndicated conservation easements seemed to catch the fancy of investors around 2010, again, as a means of reducing their income tax liability. Investors have been asking questions regarding a syndicated conservation easement. Our initial investigation has caused many red
Syndicated Conservation Easement Loss Recovery Read More »