Investment Lawsuit

5k Northstar Financial Services Complaint Against Maria Calcena at Ocean Financial

$245k Northstar Financial Services Complaint Against Maria Calcena (Ocean Financial)

The investment being safe, secure, and liquid and the freedom to withdraw whenever required, minus a small surrender fee, were the assurances provided by broker Maria Florencia Calcena, then a registered representative of Ocean Financial Services, based on which $245K was invested by a former client in a product from Northstar Financial Services (Bermuda) Ltd., […]

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The Inland Real Estate Income Trust (IREIT) Lawsuit “FINRA”

Haselkorn & Thibaut are investigating claims against financial advisors and their broker-dealers that sold The Inland Real Estate Income Trust, Inc. (IREIT) for having improperly recommended it to some of their clients. It is alleged that many retail investors might not adequately understand the responsibility that broker-dealers, through whom they make investment decisions and whose

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Triad Advisors Complaints: Investor Notice

Triad Advisors, an Advisor Group network brokerage firm, has been asked by the Financial Industry Regulatory Authority (FINRA) to pay a fine of $150K for supervisory failures pertaining to short-term trades involving Class A shares of mutual funds and variable annuity exchanges, in addition to repayment of $44K to customers financially affected by their failures.

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Jack Quick Ameriprise Financial Services Investigation

Did you suffer investment losses after working with Jack Quick a/k/a Jack Alan Quick, a former broker and financial advisor registered with the Financial Industry Regulatory Authority (FINRA) through the New Hope, Minnesota branch of Ameriprise Financial Services, Inc. (Ameriprise) If so, the attorneys of Investment Loss Recovery Group want to help you. We are

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Watermark Lodging Trust REIT NAV Plunges

Haselkorn and Thibaut (InvestmentFraudLawyers.com) have started investigating the sales and marketing practices of advisors and brokers that sold the Waterman Lodging Trust, a non-traded REIT (Real Estate Investment Trust), to investors. The investigation has been initiated based on complaints of steep erosion is the value of holdings. The NAV (net asset value) recently declared by

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