Financial Advisor Fraud

Haselkorn & Thibaut has opened an independent investigation into Alex Maltez (CRD# 6506116), a Winter Springs, Florida-based financial advisor. Our in-depth review focuses on his activities during his tenure at Newbridge Securities Corporation, where several investor complaints were filed, especially concerning GWG investment products. If you have concerns about your investments with Alex Maltez, this […]

Haselkorn & Thibaut, a leading national investment fraud law firm, has initiated an investigation into Luis Jean-Bart, a former financial advisor with PFS Investments Inc. If you invested with Mr. Jean-Bart, understanding his record and recent regulatory history is crucial to safeguarding your investments. With decades of experience and a 98% success rate, Haselkorn &

Haselkorn & Thibaut Opens Investigation Into Joseph O’Shea, Former Spartan Capital Securities Advisor in New York, NY Haselkorn & Thibaut, a national law firm focusing 100% on investor securities arbitration and recovery, has opened a formal investigation into Joseph O’Shea (CRD# 2805483), a former financial advisor in New York, NY most recently affiliated with Spartan

Haselkorn & Thibaut, a nationally recognized investment fraud law firm, has opened an investigation into Southlake, TX financial advisor Sandeep Shrivastava and his affiliated firm TPEG Securities, LLC (also known as Trinity Private Equity Group & Trinity Investors). If you are concerned about your investments with Mr. Shrivastava or have questions about losses in your