Financial Advisor Fraud

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a formal investigation into recent allegations against Chicago, Illinois financial advisors Steven Arnold (CRD# 710263) and Michael Steinthal (CRD# 435071), both currently registered with Quincy Wells Capital. We are examining investor complaints and reviewing whether these brokers met their obligations under industry standards, including […]

FINRA barred Sung Moo Cho, also known as Sam Cho, after he refused to produce documents in an investigation into alleged $3.5 million misappropriation, forgery, and falsified firm records at Ameriprise and Citigroup.

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched an active investigation into Rainey Steven Rogers Sr. (CRD #1839823), a financial advisor and broker in McKinney, Texas, registered with Kestra Investment Services, LLC. Our mission is to help investors who may have suffered losses recover their funds and hold financial professionals accountable. If